State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
674 published state registrations on 674 distinct firm CRDs.
- PEAK INVESTMENT COACHING, LLC
Firm CRD 167757 · AZ · Reported as state-registered
Registration date: 2026-08-07
- FLEMING WEALTH STRATEGIES, LLC
Firm CRD 167873 · AZ · Reported as state-registered
Registration date: 2013-07-16
- INVEST SMART USA, INC.
Firm CRD 168135 · AZ · Reported as state-registered
Registration date: 2013-06-27
- THE ELLIOTT GROUP
Firm CRD 168512 · AZ · Reported as state-registered
Registration date: 2013-07-31
- KEYSTONE ADVISORY GROUP
Firm CRD 168574 · AZ · Reported as state-registered
Registration date: 2025-01-08
- CLARITY NORTHWEST WEALTH MANAGEMENT, LLC
Firm CRD 168938 · AZ · Reported as state-registered
Registration date: 2024-03-15
- TABAR GAUL LLC
Firm CRD 169221 · AZ · Reported as state-registered
Registration date: 2014-02-05
- ANNECY LLC
Firm CRD 169464 · AZ · Reported as state-registered
Registration date: 2014-08-04
- CAMELBACK CAPITAL MANAGEMENT, LLC
Firm CRD 169524 · AZ · Reported as state-registered
Registration date: 2014-09-22
- INTEGRITY ADVISORS LLC
Firm CRD 169637 · AZ · Reported as state-registered
Registration date: 2024-03-07
- CSW PARTNERS, LLC
Firm CRD 170085 · AZ · Reported as state-registered
Registration date: 2021-01-12
- NETVEST FINANCIAL, L.L.C.
Firm CRD 170100 · AZ · Reported as state-registered
Registration date: 2015-07-08
- MARKET STREET ADVISORS, LLC
Firm CRD 170170 · AZ · Reported as state-registered
Registration date: 2024-06-06
- SOLID ROCK WEALTH MANAGEMENT
Firm CRD 170264 · AZ · Reported as state-registered
Registration date: 2014-06-10
- ZECHES WEALTH MANAGEMENT
Firm CRD 170279 · AZ · Reported as state-registered
Registration date: 2014-03-10
- TRAC ASSET MANAGEMENT LLC
Firm CRD 170662 · AZ · Reported as state-registered
Registration date: 2021-03-18
- PROCESS DESIGN CAPITAL MANAGEMENT LLC
Firm CRD 170789 · AZ · Reported as state-registered
Registration date: 2014-05-20
- M&M WEALTH MANAGEMENT, LLC
Firm CRD 170859 · AZ · Reported as state-registered
Registration date: 2021-08-11
- HOLYOAK WEALTH MANAGEMENT, LLC
Firm CRD 170868 · AZ · Reported as state-registered
Registration date: 2014-05-19
- INVASOR CAPITAL MANAGEMENT, LLC
Firm CRD 171019 · AZ · Reported as state-registered
Registration date: 2014-08-19
- BURRIS WEALTH MANAGEMENT, INC.
Firm CRD 171049 · AZ · Reported as state-registered
Registration date: 2014-05-13
- SABRIENT SYSTEMS, LLC
Firm CRD 171096 · AZ · Reported as state-registered
Registration date: 2025-06-23
- BURTON WEALTH MANAGEMENT
Firm CRD 171381 · AZ · Reported as state-registered
Registration date: 2014-08-07
- SMARTT WEALTH SOLUTIONS, LLC
Firm CRD 171535 · AZ · Reported as state-registered
Registration date: 2014-06-16
- AEGIS WEALTH PARTNERS, LLC
Firm CRD 171693 · AZ · Reported as state-registered
Registration date: 2014-07-29