State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- GRAHAM & CO. ADVISORY, INC.
Firm CRD 123539 · CA · Reported as state-registered
Registration date: 2003-09-29
- W.K. COOPER II ASSET MANAGEMENT CORPORATION
Firm CRD 123610 · CA · Reported as state-registered
Registration date: 2021-03-08
- THE LEONARD FINANCIAL GROUP, LLC
Firm CRD 123651 · CA · Reported as state-registered
Registration date: 2012-06-07
- FINANCIAL VISION LLC
Firm CRD 123659 · CA · Reported as state-registered
Registration date: 2012-03-14
- VERDANT CAPITAL MANAGEMENT
Firm CRD 123688 · CA · Reported as state-registered
Registration date: 2012-04-17
- THE SOCIAL EQUITY GROUP, INC.
Firm CRD 123747 · CA · Reported as state-registered
Registration date: 2012-01-13
- AMERICAN BUSINESS CAPITAL
Firm CRD 123754 · CA · Reported as state-registered
Registration date: 2012-02-17
- SPAHR FINANCIAL GROUP, LLC
Firm CRD 123900 · CA · Reported as state-registered
Registration date: 2002-06-05
- WEALTHTARGET INVESTMENT ADVISORS, LLC
Firm CRD 124036 · CA · Reported as state-registered
Registration date: 2003-01-01
- FINANCIAL SECURITY SOLUTIONS, CORP.
Firm CRD 124085 · CA · Reported as state-registered
Registration date: 2012-05-16
- DOMANI INVESTMENTS INC.
Firm CRD 124124 · CA · Reported as state-registered
Registration date: 2003-01-06
- INVESTEK COMPANY
Firm CRD 124239 · CA · Reported as state-registered
Registration date: 1993-01-01
- KAY INVESTMENTS, INC.
Firm CRD 124267 · CA · Reported as state-registered
Registration date: 2015-06-30
- NEW DIMENSIONS INVESTMENT COMPANY
Firm CRD 124289 · CA · Reported as state-registered
Registration date: 1981-06-01
- BMA ADVISORS, LLC
Firm CRD 124299 · CA · Reported as state-registered
Registration date: 2004-03-16
- DOCSA CAPITAL MANAGEMENT, INC.
Firm CRD 124302 · CA · Reported as state-registered
Registration date: 2001-04-30
- HERRINGTON INVESTMENT SOLUTIONS
Firm CRD 124363 · CA · Reported as state-registered
Registration date: 2003-01-29
- WEALTH ENHANCEMENT & PRESERVATION, INC.
Firm CRD 124368 · CA · Reported as state-registered
Registration date: 2003-01-10
- PETERSEN AND HICKS
Firm CRD 124568 · CA · Reported as state-registered
Registration date: 1995-01-20
- RIBERA INVESTMENT MANAGEMENT, LLC
Firm CRD 124694 · CA · Reported as state-registered
Registration date: 1999-08-12
- HALEAKALA INVESTMENT ADVISORS
Firm CRD 124751 · CA · Reported as state-registered
Registration date: 2003-07-11
- QEX CAPITAL MANAGEMENT INC
Firm CRD 124844 · CA · Reported as state-registered
Registration date: 1994-06-09
- SEMAPHORE INVESTMENTS
Firm CRD 124965 · CA · Reported as state-registered
Registration date: 2003-05-23
- CIOVACCO CAPITAL MANAGEMENT
Firm CRD 125071 · CA · Reported as state-registered
Registration date: 2012-06-05
- SMITH, BLAIR
Firm CRD 125134 · CA · Reported as state-registered
Registration date: 1995-11-21