State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SFO CAPITAL, INC.
Firm CRD 172412 · TX · Reported as state-registered
Registration date: 2015-03-20
- DYAD FINANCIAL GROUP
Firm CRD 172428 · AZ · Reported as state-registered
Registration date: 2015-03-17
- PNW ASSET MANAGEMENT
Firm CRD 172429 · CA · Reported as state-registered
Registration date: 2019-03-21
- PNW ASSET MANAGEMENT
Firm CRD 172429 · WA · Reported as state-registered
Registration date: 2014-11-10
- A. TO Z. FINANCIAL CONSULTING AND WEALTH MANAGEMENT
Firm CRD 172485 · CA · Reported as state-registered
Registration date: 2014-09-04
- CONSPECTA CAPITAL, LLC
Firm CRD 172507 · AZ · Reported as state-registered
Registration date: 2014-10-28
- KANSAS CITY PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 172528 · CA · Reported as state-registered
Registration date: 2021-01-29
- PERSONAL BENEFITS PLANNING LLC
Firm CRD 172531 · AZ · Reported as state-registered
Registration date: 2014-09-04
- BURGE FINANCIAL
Firm CRD 172552 · CA · Reported as state-registered
Registration date: 2014-11-12
- THRIVE FINANCIAL PLANNING
Firm CRD 172558 · CA · Reported as state-registered
Registration date: 2014-09-23
- DEAN WEALTH MANAGEMENT, LLC
Firm CRD 172563 · TX · Reported as state-registered
Registration date: 2014-10-02
- PRIVATE CLIENT WEALTH ADVISORS, LLC
Firm CRD 172613 · AZ · Reported as state-registered
Registration date: 2015-04-06
- PRIVATE CLIENT WEALTH ADVISORS, LLC
Firm CRD 172613 · CA · Reported as state-registered
Registration date: 2019-04-11
- EVERLONG FINANCIAL
Firm CRD 172634 · TX · Reported as state-registered
Registration date: 2014-09-05
- NOMAD CAPITAL GROUP, LLC
Firm CRD 172639 · CA · Reported as state-registered
Registration date: 2014-09-18
- NOMAD CAPITAL GROUP, LLC
Firm CRD 172639 · WA · Reported as state-registered
Registration date: 2023-02-09
- ADVISORS WEALTH MANAGEMENT, INC
Firm CRD 172657 · CA · Reported as state-registered
Registration date: 2014-10-31
- BUSINE WEALTH
Firm CRD 172692 · AZ · Reported as state-registered
Registration date: 2023-05-05
- BUSINE WEALTH
Firm CRD 172692 · CA · Reported as state-registered
Registration date: 2019-01-23
- BUSINE WEALTH
Firm CRD 172692 · WA · Reported as state-registered
Registration date: 2019-04-04
- P/E CAPITAL INVESTMENTS
Firm CRD 172695 · CA · Reported as state-registered
Registration date: 2021-09-15
- WALLER FINANCIAL COACHING
Firm CRD 172701 · CA · Reported as state-registered
Registration date: 2014-10-15
- ABENDSTERN WEALTH MANAGEMENT, INC.
Firm CRD 172715 · TX · Reported as state-registered
Registration date: 2015-09-15
- ALPHA PRIVATE WEALTH ADVISORS LLC
Firm CRD 172724 · CA · Reported as state-registered
Registration date: 2015-04-03
- AMES FINANCIAL SOLUTIONS, LLC
Firm CRD 172728 · TX · Reported as state-registered
Registration date: 2025-02-07