State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- FINANCIAL CLIENT
Firm CRD 319291 · CA · Reported as state-registered
Registration date: 2022-06-10
- FIRSTGEN WEALTH
Firm CRD 319368 · CA · Reported as state-registered
Registration date: 2023-04-07
- SPIRIT INVESTMENT ADVISORS
Firm CRD 319383 · CA · Reported as state-registered
Registration date: 2023-04-19
- PB CAPITAL
Firm CRD 319410 · CA · Reported as state-registered
Registration date: 2022-09-16
- GRAY WEALTH STRATEGIES LLC
Firm CRD 319415 · CA · Reported as state-registered
Registration date: 2025-05-29
- RUTHERFORD CAPITAL, INC.
Firm CRD 319416 · CA · Reported as state-registered
Registration date: 2022-09-22
- LEE FINANCIAL GROUP
Firm CRD 319537 · CA · Reported as state-registered
Registration date: 2022-05-13
- CYCLE FINANCIAL PLANNING LLC
Firm CRD 319544 · CA · Reported as state-registered
Registration date: 2022-07-06
- ENVISION RETIREMENT LLC
Firm CRD 319587 · CA · Reported as state-registered
Registration date: 2022-08-10
- BLUE JASPER CAPITAL LLC
Firm CRD 319757 · CA · Reported as state-registered
Registration date: 2022-07-20
- TOR WEALTH ADVISORS, LLC
Firm CRD 319761 · CA · Reported as state-registered
Registration date: 2022-05-09
- LONGEVITY WEALTH MANAGEMENT LLC
Firm CRD 320720 · CA · Reported as state-registered
Registration date: 2022-05-18
- PIVOTAL WEALTH AND TAX
Firm CRD 321023 · CA · Reported as state-registered
Registration date: 2025-01-27
- ENGINEERING FINANCIAL INDEPENDENCE, INC.
Firm CRD 321024 · CA · Reported as state-registered
Registration date: 2022-07-15
- TWM WEALTH MANAGEMENT CORP
Firm CRD 321103 · CA · Reported as state-registered
Registration date: 2023-08-17
- BOWMAN RETIREMENT PLANNING
Firm CRD 321121 · CA · Reported as state-registered
Registration date: 2022-10-06
- THE HORST GROUP, LLC
Firm CRD 321135 · CA · Reported as state-registered
Registration date: 2023-03-17
- GREEN OCEAN GLOBAL ADVISORS LLC
Firm CRD 321145 · CA · Reported as state-registered
Registration date: 2022-06-08
- LIFEPOINT FINANCIAL DESIGN
Firm CRD 321153 · CA · Reported as state-registered
Registration date: 2022-07-13
- ABRAMSON FINANCIAL PLANNING, LLC
Firm CRD 321158 · CA · Reported as state-registered
Registration date: 2022-05-24
- YOUR CHOICE FINANCIAL LLC
Firm CRD 321169 · CA · Reported as state-registered
Registration date: 2023-06-13
- CONNECT FINANCIAL ADVISORS
Firm CRD 321212 · CA · Reported as state-registered
Registration date: 2025-10-27
- ONITUS CAPITAL, LLC
Firm CRD 321632 · CA · Reported as state-registered
Registration date: 2022-09-29
- CLARITY FINANCIAL
Firm CRD 321702 · CA · Reported as state-registered
Registration date: 2022-06-22
- WEALTH INNOVATION
Firm CRD 321716 · CA · Reported as state-registered
Registration date: 2022-06-07