State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- KELLY INVESTMENT MANAGEMENT, LLC
Firm CRD 322335 · CA · Reported as state-registered
Registration date: 2026-04-14
- PARAIBA WEALTH MANAGEMENT LLC
Firm CRD 322336 · CA · Reported as state-registered
Registration date: 2022-09-12
- THE RENAISSANCE GROUP
Firm CRD 322356 · CA · Reported as state-registered
Registration date: 2022-08-17
- YLP FINANCIAL, LLC
Firm CRD 322357 · CA · Reported as state-registered
Registration date: 2022-08-24
- AMPHORA CAPITAL INVESTORS, LLC
Firm CRD 322392 · CA · Reported as state-registered
Registration date: 2022-09-28
- STRIDE FINANCIAL PLANNING
Firm CRD 322401 · CA · Reported as state-registered
Registration date: 2023-05-16
- EXEMPLAR WEALTH ADVISORS, LLC
Firm CRD 322419 · CA · Reported as state-registered
Registration date: 2022-10-10
- PLANFUL FINANCE LLC
Firm CRD 322439 · CA · Reported as state-registered
Registration date: 2024-01-01
- LEGION PRIVATE WEALTH MANAGEMENT
Firm CRD 322476 · CA · Reported as state-registered
Registration date: 2025-05-28
- SCHREINER FINANCIAL SOLUTIONS
Firm CRD 322497 · CA · Reported as state-registered
Registration date: 2026-06-23
- GATOR INVESTMENT ADVISORS, LLC
Firm CRD 322533 · CA · Reported as state-registered
Registration date: 2022-08-26
- NOMAD FINANCIAL
Firm CRD 322552 · CA · Reported as state-registered
Registration date: 2026-04-20
- LEYENDA CAPITAL
Firm CRD 322574 · CA · Reported as state-registered
Registration date: 2022-09-13
- STONEHAVEN ADVISORS, LLC
Firm CRD 322608 · CA · Reported as state-registered
Registration date: 2026-07-29
- CONVEY WEALTH LLC
Firm CRD 322622 · CA · Reported as state-registered
Registration date: 2022-09-06
- FORTH CAPITAL (USA), LLC
Firm CRD 322623 · CA · Reported as state-registered
Registration date: 2023-05-02
- FERN FINANCIAL GROUP, LLC
Firm CRD 322658 · CA · Reported as state-registered
Registration date: 2022-10-24
- TIANHU INVESTMENTS
Firm CRD 322665 · CA · Reported as state-registered
Registration date: 2022-08-31
- ORGANIK CAPITAL LLC
Firm CRD 322705 · CA · Reported as state-registered
Registration date: 2022-09-02
- KATAPULT FINANCIAL PLANNING LLC
Firm CRD 322757 · CA · Reported as state-registered
Registration date: 2023-11-17
- SLATEN WEALTH MANAGEMENT
Firm CRD 322802 · CA · Reported as state-registered
Registration date: 2022-08-26
- SAGE INVESTMENT GROUP
Firm CRD 322823 · CA · Reported as state-registered
Registration date: 2022-09-26
- WIDE EYE CAPITAL
Firm CRD 322886 · CA · Reported as state-registered
Registration date: 2026-03-03
- YOSEMITE WEALTH
Firm CRD 322900 · CA · Reported as state-registered
Registration date: 2022-09-06
- TREK LINE WEALTH
Firm CRD 322921 · CA · Reported as state-registered
Registration date: 2026-05-12