State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- AP24 CAPITAL
Firm CRD 324864 · CA · Reported as state-registered
Registration date: 2023-03-23
- AGGREGATE FINANCIAL SERVICES, INC.
Firm CRD 324945 · CA · Reported as state-registered
Registration date: 2025-04-17
- WEALTHSIGHTS INVESTMENT MANAGEMENT, LLC
Firm CRD 324978 · CA · Reported as state-registered
Registration date: 2023-03-13
- MARI LEGACY GROUP, LLC
Firm CRD 325087 · CA · Reported as state-registered
Registration date: 2023-08-17
- FIRN ADVISORS LLC
Firm CRD 325097 · CA · Reported as state-registered
Registration date: 2023-06-15
- NORTHSTAR WEALTH MANAGEMENT LLC
Firm CRD 325128 · CA · Reported as state-registered
Registration date: 2023-03-23
- INTEGRATED PLANNING & INVESTMENTS
Firm CRD 325172 · CA · Reported as state-registered
Registration date: 2023-04-10
- NEYA CAPITAL
Firm CRD 325185 · CA · Reported as state-registered
Registration date: 2023-03-17
- THREE MAIN POINTS LLC
Firm CRD 325191 · CA · Reported as state-registered
Registration date: 2023-04-05
- 212 WEALTH MANAGEMENT
Firm CRD 325317 · CA · Reported as state-registered
Registration date: 2024-03-21
- DHL WEALTH MANAGEMENT LLC
Firm CRD 325335 · CA · Reported as state-registered
Registration date: 2023-04-19
- BELLE RIVER CAPITAL MANAGEMENT LLC
Firm CRD 325386 · CA · Reported as state-registered
Registration date: 2023-04-26
- MY MONEY MGR
Firm CRD 325395 · CA · Reported as state-registered
Registration date: 2023-05-11
- AXION WEALTH ADVISORS
Firm CRD 325396 · CA · Reported as state-registered
Registration date: 2023-10-18
- FULLGUARDS FINANCIAL
Firm CRD 325399 · CA · Reported as state-registered
Registration date: 2023-05-05
- NOORVEST LLC
Firm CRD 325403 · CA · Reported as state-registered
Registration date: 2025-11-05
- IMAGINE MATH
Firm CRD 325433 · CA · Reported as state-registered
Registration date: 2023-06-22
- OBRAN CAPITAL ADVISORS LLC
Firm CRD 325454 · CA · Reported as state-registered
Registration date: 2024-02-20
- ASYMMETRIC ADVISORS
Firm CRD 325460 · CA · Reported as state-registered
Registration date: 2023-08-22
- TACTICAL EQUITY PARTNERS, LLC
Firm CRD 325496 · CA · Reported as state-registered
Registration date: 2023-05-30
- VALKYRIE PRIVATE WEALTH MANAGEMENT
Firm CRD 325524 · CA · Reported as state-registered
Registration date: 2023-05-09
- AUDIBLE WEALTH MANAGEMENT
Firm CRD 325559 · CA · Reported as state-registered
Registration date: 2023-11-30
- THEA NESIS, LLC
Firm CRD 325592 · CA · Reported as state-registered
Registration date: 2023-06-13
- PROSPERENT CAPITAL, LLC
Firm CRD 325603 · CA · Reported as state-registered
Registration date: 2023-07-28
- GT INVESTMENT MANAGEMENT, LLC
Firm CRD 325619 · CA · Reported as state-registered
Registration date: 2023-06-30