State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- OPES MVB CAPITAL, LLC
Firm CRD 325623 · CA · Reported as state-registered
Registration date: 2023-04-28
- ARDEN WEALTH MANAGEMENT
Firm CRD 325639 · CA · Reported as state-registered
Registration date: 2023-04-14
- FINANCE WISDOM
Firm CRD 325643 · CA · Reported as state-registered
Registration date: 2024-04-03
- SLR ADVISORS
Firm CRD 325660 · CA · Reported as state-registered
Registration date: 2023-06-09
- MARIM WEALTH PLANNING
Firm CRD 325684 · CA · Reported as state-registered
Registration date: 2023-06-29
- COHO ADVISORY SERVICES, LLC
Firm CRD 325710 · CA · Reported as state-registered
Registration date: 2024-12-04
- BRIAN DENNIS, CFP®
Firm CRD 325735 · CA · Reported as state-registered
Registration date: 2023-08-15
- SANTA CRUZ WEALTH MANAGEMENT INC.
Firm CRD 325737 · CA · Reported as state-registered
Registration date: 2023-06-20
- HILL COUNTRY KINGDOM ADVISORS
Firm CRD 325783 · CA · Reported as state-registered
Registration date: 2026-02-10
- AEQUITAS FINANCIAL, LLC
Firm CRD 325830 · CA · Reported as state-registered
Registration date: 2024-10-10
- COWAN CAPITAL ADVISORS
Firm CRD 325865 · CA · Reported as state-registered
Registration date: 2023-08-17
- BANKERS INVESTMENT COUNSELING
Firm CRD 325872 · CA · Reported as state-registered
Registration date: 2023-08-21
- QUEENSBURY GLOBAL ADVISORS
Firm CRD 326014 · CA · Reported as state-registered
Registration date: 2023-07-06
- TREUSSARD CAPITAL MANAGEMENT
Firm CRD 326105 · CA · Reported as state-registered
Registration date: 2023-05-05
- THE WEALTHY PARENT
Firm CRD 326157 · CA · Reported as state-registered
Registration date: 2024-02-12
- CONFIDE
Firm CRD 326192 · CA · Reported as state-registered
Registration date: 2023-05-30
- BENE WEALTH MANAGEMENT COMPANY
Firm CRD 326301 · CA · Reported as state-registered
Registration date: 2023-06-13
- STARKEL WEALTH ADVISORS, LLC
Firm CRD 326311 · CA · Reported as state-registered
Registration date: 2023-05-18
- WEALTH STRATEGIES GROUP
Firm CRD 326407 · CA · Reported as state-registered
Registration date: 2024-06-12
- STRASBURG ASSET MANAGEMENT COMPANY LLC
Firm CRD 326412 · CA · Reported as state-registered
Registration date: 2023-08-08
- WELLS, FAY
Firm CRD 326454 · CA · Reported as state-registered
Registration date: 2023-05-26
- LUCIDITY WEALTH ADVISORS INC.
Firm CRD 326482 · CA · Reported as state-registered
Registration date: 2023-08-15
- CEDAR RIDGE INVESTMENT MANAGEMENT LLC
Firm CRD 326497 · CA · Reported as state-registered
Registration date: 2023-07-06
- EINSTOK WEALTH MANAGEMENT LLC
Firm CRD 326527 · CA · Reported as state-registered
Registration date: 2023-07-13
- FBS SECURITIES
Firm CRD 326538 · CA · Reported as state-registered
Registration date: 2026-02-06