State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- GLOBAL INVESTMENT SOLUTIONS, LLC
Firm CRD 133850 · TX · Reported as state-registered
Registration date: 2008-08-22
- CREWS CAPITAL MANAGEMENT, LP
Firm CRD 133911 · TX · Reported as state-registered
Registration date: 2011-06-24
- EMW CAPITAL ADVISORS, LLC
Firm CRD 134122 · TX · Reported as state-registered
Registration date: 2005-08-16
- TIME VALUE OF MONEY, L.P.
Firm CRD 134151 · TX · Reported as state-registered
Registration date: 2005-08-22
- ORF CAPITAL MANAGEMENT
Firm CRD 134163 · TX · Reported as state-registered
Registration date: 2005-04-29
- MARK MONREAL & ASSOCIATES
Firm CRD 134346 · TX · Reported as state-registered
Registration date: 2006-07-31
- FRANCIS CAPITAL MANAGEMENT, INC.
Firm CRD 134402 · TX · Reported as state-registered
Registration date: 2006-04-20
- HELIOS WEALTH ADVISORS, LLC
Firm CRD 134444 · TX · Reported as state-registered
Registration date: 2005-11-02
- NI ADVISORS
Firm CRD 134502 · TX · Reported as state-registered
Registration date: 2020-02-25
- BENEDETTI FINANCIAL, INC.
Firm CRD 134598 · TX · Reported as state-registered
Registration date: 2005-10-20
- WORTH FINANCIAL GROUP INC.
Firm CRD 13478 · TX · Reported as state-registered
Registration date: 2007-07-09
- LEGACY GROUP
Firm CRD 134797 · TX · Reported as state-registered
Registration date: 2026-01-09
- A SLING & A STONE, INCORPORATED
Firm CRD 134943 · TX · Reported as state-registered
Registration date: 2021-01-22
- CAPITAL MANAGEMENT ADVISORS LP
Firm CRD 134969 · TX · Reported as state-registered
Registration date: 2010-06-25
- BAVARIAN WEALTH MANAGEMENT, INC.
Firm CRD 135035 · TX · Reported as state-registered
Registration date: 2008-01-30
- ADVANTAGE WEALTH MANAGEMENT, L.L.C.
Firm CRD 135092 · TX · Reported as state-registered
Registration date: 2006-10-05
- CARROLL & COMPANY CAPITAL MANAGEMENT
Firm CRD 135185 · TX · Reported as state-registered
Registration date: 2005-12-20
- MONUMENT RETIREMENT & WEALTH ADVISORY, LLC
Firm CRD 135311 · TX · Reported as state-registered
Registration date: 2009-10-19
- P38 ENTERPRISES, INC.
Firm CRD 135325 · TX · Reported as state-registered
Registration date: 2012-03-30
- WINDWARD PARTNERS, L.L.C.
Firm CRD 135698 · TX · Reported as state-registered
Registration date: 2005-07-07
- NEWMYER WEALTH MANAGEMENT
Firm CRD 135896 · TX · Reported as state-registered
Registration date: 2005-08-31
- JLJ CAPITAL MANAGEMENT, LLC
Firm CRD 136091 · TX · Reported as state-registered
Registration date: 2006-03-02
- PLAYBOOK ADVISERS LLC
Firm CRD 136194 · TX · Reported as state-registered
Registration date: 2023-12-20
- RMH CAPITAL ADVISORS, LLC
Firm CRD 136411 · TX · Reported as state-registered
Registration date: 2005-09-08
- FRONTIER FINANCIAL PARTNERS, LLC
Firm CRD 136465 · TX · Reported as state-registered
Registration date: 2008-05-20