State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- FIAT LUX FINANCIAL PLANNING
Firm CRD 329391 · CA · Reported as state-registered
Registration date: 2024-01-05
- CONVERGENCE WEALTH PARTNERS LLC
Firm CRD 329438 · CA · Reported as state-registered
Registration date: 2025-07-11
- FOLSOM WEALTH ADVISORS
Firm CRD 329515 · CA · Reported as state-registered
Registration date: 2024-02-20
- BKS WEALTH LLC
Firm CRD 329627 · CA · Reported as state-registered
Registration date: 2024-02-20
- SHIFT 4 ADVISORS, INC.
Firm CRD 329628 · CA · Reported as state-registered
Registration date: 2025-03-18
- JEFFREY JOSEPH MANAGEMENT
Firm CRD 329679 · CA · Reported as state-registered
Registration date: 2024-01-22
- XEL
Firm CRD 329693 · CA · Reported as state-registered
Registration date: 2024-02-09
- FARID CONSULTING
Firm CRD 329705 · CA · Reported as state-registered
Registration date: 2024-06-13
- OLDE WORLD INVESTMENTS
Firm CRD 329714 · CA · Reported as state-registered
Registration date: 2024-02-07
- CARNEGIE WEALTH MANAGEMENT LLC
Firm CRD 329747 · CA · Reported as state-registered
Registration date: 2024-12-24
- THE WEALTH COLLABORATIVE
Firm CRD 329753 · CA · Reported as state-registered
Registration date: 2024-10-29
- RIMAC
Firm CRD 329760 · CA · Reported as state-registered
Registration date: 2025-07-15
- PLUTUS WEALTH MANAGEMENT
Firm CRD 329764 · CA · Reported as state-registered
Registration date: 2024-02-23
- BALL INVESTMENTS CORPORATION
Firm CRD 329782 · CA · Reported as state-registered
Registration date: 2024-10-23
- FTIB ASSET MANAGEMENT LLC
Firm CRD 329791 · CA · Reported as state-registered
Registration date: 2024-05-14
- ROCKWEALTH FINANCIAL LLC
Firm CRD 329798 · CA · Reported as state-registered
Registration date: 2024-02-12
- TWO THREE FIVE
Firm CRD 329833 · CA · Reported as state-registered
Registration date: 2024-10-24
- WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 329895 · CA · Reported as state-registered
Registration date: 2026-03-17
- STAMOS AND STAMOS
Firm CRD 329926 · CA · Reported as state-registered
Registration date: 2024-10-11
- AMB FINANCIAL LLC
Firm CRD 329930 · CA · Reported as state-registered
Registration date: 2024-04-09
- MEASURED MONEY MANEUVERS
Firm CRD 329939 · CA · Reported as state-registered
Registration date: 2024-04-11
- OPEN PATH FINANCIAL
Firm CRD 329943 · CA · Reported as state-registered
Registration date: 2024-04-24
- LOS GATOS FINANCIAL LLC
Firm CRD 329966 · CA · Reported as state-registered
Registration date: 2024-03-12
- SOPHRONIA WEALTH ADVISORS
Firm CRD 329967 · CA · Reported as state-registered
Registration date: 2025-05-06
- HEWITT WEALTH MANAGEMENT INC.
Firm CRD 330001 · CA · Reported as state-registered
Registration date: 2024-04-05