State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- SHARPER IMAGE FINANCIAL SERVICES, LLC
Firm CRD 330048 · CA · Reported as state-registered
Registration date: 2025-05-14
- ADVISORY API SYSTEMS LLC
Firm CRD 330083 · CA · Reported as state-registered
Registration date: 2024-03-26
- 360 BUSINESS MANAGEMENT
Firm CRD 330116 · CA · Reported as state-registered
Registration date: 2024-06-18
- NOVICE CAPITAL LLC
Firm CRD 330179 · CA · Reported as state-registered
Registration date: 2024-05-22
- JRO WEALTH MANAGEMENT LLC
Firm CRD 330208 · CA · Reported as state-registered
Registration date: 2024-04-26
- JS CONSULTING
Firm CRD 330210 · CA · Reported as state-registered
Registration date: 2024-05-31
- CJL QUANTUM ANALYTICS
Firm CRD 330215 · CA · Reported as state-registered
Registration date: 2024-06-19
- TORREY PINES INVESTMENT MANAGEMENT
Firm CRD 330216 · CA · Reported as state-registered
Registration date: 2024-06-12
- DEPENDENT FINANCIAL PLANNING
Firm CRD 330273 · CA · Reported as state-registered
Registration date: 2026-08-05
- BALANCED FINANCIAL ADVISORS
Firm CRD 330275 · CA · Reported as state-registered
Registration date: 2024-05-01
- 245 INVESTMENTS LLC
Firm CRD 330299 · CA · Reported as state-registered
Registration date: 2024-04-22
- THE FREYR GROUP
Firm CRD 330313 · CA · Reported as state-registered
Registration date: 2024-05-02
- FINCOP FINANCIAL PLANNING
Firm CRD 330320 · CA · Reported as state-registered
Registration date: 2024-03-27
- CONFIANZA WEALTH MANAGEMENT
Firm CRD 330322 · CA · Reported as state-registered
Registration date: 2024-04-19
- INVESTMENT MANAGEMENT SOLUTIONS, INC.
Firm CRD 330363 · CA · Reported as state-registered
Registration date: 2024-05-17
- ILUKA ADVISORS
Firm CRD 330468 · CA · Reported as state-registered
Registration date: 2024-04-26
- CENTOIC
Firm CRD 330482 · CA · Reported as state-registered
Registration date: 2024-09-03
- THE HOURLY ADVISOR LLC
Firm CRD 330489 · CA · Reported as state-registered
Registration date: 2026-04-10
- NINE PINES VENTURES, LLC
Firm CRD 330532 · CA · Reported as state-registered
Registration date: 2024-07-19
- ARCHER WEALTH ADVISORS
Firm CRD 330575 · CA · Reported as state-registered
Registration date: 2024-06-18
- OH CAP ASSET MANAGEMENT
Firm CRD 330600 · CA · Reported as state-registered
Registration date: 2024-05-23
- OWLSENSE WEALTH & LEGACY ADVISORS LLC
Firm CRD 330627 · CA · Reported as state-registered
Registration date: 2024-07-26
- HEAD TO TOE FINANCIAL PLANNING
Firm CRD 330663 · CA · Reported as state-registered
Registration date: 2024-10-18
- MDW CAPITAL MANAGEMENT CORP.
Firm CRD 330758 · CA · Reported as state-registered
Registration date: 2024-05-23
- R & R FINANCIAL
Firm CRD 330772 · CA · Reported as state-registered
Registration date: 2024-04-23