State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- WYSOPAL WEALTH
Firm CRD 330813 · CA · Reported as state-registered
Registration date: 2025-02-28
- K-12 PLANNING
Firm CRD 330823 · CA · Reported as state-registered
Registration date: 2025-03-24
- HG WEALTH PARTNERS LLC
Firm CRD 330906 · CA · Reported as state-registered
Registration date: 2024-06-14
- NORTHERN CALIFORNIA FIDUCIARY ADVISORS, LLC
Firm CRD 330908 · CA · Reported as state-registered
Registration date: 2024-07-02
- SOW AND REAP FINANCIAL LLC
Firm CRD 331033 · CA · Reported as state-registered
Registration date: 2024-07-10
- ORVIDA INVESTMENT ADVISORS
Firm CRD 331037 · CA · Reported as state-registered
Registration date: 2024-09-05
- MODERN WEALTH LLC
Firm CRD 331245 · CA · Reported as state-registered
Registration date: 2024-05-31
- AFFINITY ASSET MANAGEMENT
Firm CRD 331296 · CA · Reported as state-registered
Registration date: 2024-07-16
- PACIFIC CANYON INVESTMENTS
Firm CRD 331320 · CA · Reported as state-registered
Registration date: 2024-06-18
- CASH FLOW TECHNOLOGIES
Firm CRD 331403 · CA · Reported as state-registered
Registration date: 2024-09-27
- MCWILLIAMS ASSET MANAGEMENT INC.
Firm CRD 331404 · CA · Reported as state-registered
Registration date: 2025-01-22
- AMPLIO WEALTH
Firm CRD 331415 · CA · Reported as state-registered
Registration date: 2026-09-10
- FINTENT
Firm CRD 331452 · CA · Reported as state-registered
Registration date: 2024-07-17
- SAILCREST CAPITAL MANAGEMENT LLC
Firm CRD 331486 · CA · Reported as state-registered
Registration date: 2024-08-09
- EQUITYFTW
Firm CRD 331508 · CA · Reported as state-registered
Registration date: 2024-07-02
- CONFIDO CAPITAL, LLC
Firm CRD 331517 · CA · Reported as state-registered
Registration date: 2026-02-17
- MISSION CAPITAL ADVISORS INC.
Firm CRD 331522 · CA · Reported as state-registered
Registration date: 2024-09-30
- QUANT PORTFOLIO MANAGEMENT
Firm CRD 331525 · CA · Reported as state-registered
Registration date: 2024-07-24
- NAV FINANCIAL, LLC
Firm CRD 331534 · CA · Reported as state-registered
Registration date: 2024-06-10
- ALPINE ROAD FINANCIAL
Firm CRD 331538 · CA · Reported as state-registered
Registration date: 2026-06-11
- CALVIN S MAZLUMYAN, ATTORNEY
Firm CRD 331551 · CA · Reported as state-registered
Registration date: 2024-06-11
- BLACKWATER FINANCIAL
Firm CRD 331580 · CA · Reported as state-registered
Registration date: 2024-12-13
- PACIFIC SPIRIT INVESTMENTS LP
Firm CRD 331583 · CA · Reported as state-registered
Registration date: 2024-10-31
- ZENITH FINANCIAL PLANNING INC
Firm CRD 331585 · CA · Reported as state-registered
Registration date: 2026-09-24
- ENCOMPASS FINANCIAL SERVICES
Firm CRD 331597 · CA · Reported as state-registered
Registration date: 2024-08-01