State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- PATHLIGHT WEALTH MANAGEMENT
Firm CRD 331642 · CA · Reported as state-registered
Registration date: 2024-08-09
- GUTMAN FINANCIAL PLANNING LLC
Firm CRD 331668 · CA · Reported as state-registered
Registration date: 2024-07-22
- MP3 FINANCE LLC
Firm CRD 331694 · CA · Reported as state-registered
Registration date: 2024-08-12
- DUOMO CAPITAL
Firm CRD 331703 · CA · Reported as state-registered
Registration date: 2024-07-09
- BOS TAURUS
Firm CRD 331704 · CA · Reported as state-registered
Registration date: 2024-07-11
- SIGMA3CAPITAL LLC
Firm CRD 331720 · CA · Reported as state-registered
Registration date: 2024-06-27
- SELECT INVESTMENT SERVICES
Firm CRD 331739 · CA · Reported as state-registered
Registration date: 2024-09-25
- BLACKFIELD CAPITAL MANAGEMENT LLC
Firm CRD 331774 · CA · Reported as state-registered
Registration date: 2024-09-30
- 3D HOLISTIC WEALTH
Firm CRD 331809 · CA · Reported as state-registered
Registration date: 2024-09-27
- VITA WEALTH ADVISORS, LLC
Firm CRD 331838 · CA · Reported as state-registered
Registration date: 2024-07-17
- ATORIE ADVISORS, LLC
Firm CRD 331840 · CA · Reported as state-registered
Registration date: 2025-01-29
- BAINS, TONYA R
Firm CRD 331854 · CA · Reported as state-registered
Registration date: 2024-11-06
- DCAPITAL WEALTH LLC
Firm CRD 331889 · CA · Reported as state-registered
Registration date: 2024-08-08
- ISRAILOV FINANCIAL
Firm CRD 331897 · CA · Reported as state-registered
Registration date: 2024-07-29
- FARM AND COMMUNITY ADVISORY
Firm CRD 331936 · CA · Reported as state-registered
Registration date: 2024-08-02
- HIGHER IMPACT FINANCIAL, LLC
Firm CRD 331938 · CA · Reported as state-registered
Registration date: 2024-08-20
- PENNANT WEALTH MANAGEMENT LLC
Firm CRD 331948 · CA · Reported as state-registered
Registration date: 2024-11-08
- 7 SUMMITS INVESTMENT MANAGEMENT, LLC
Firm CRD 331963 · CA · Reported as state-registered
Registration date: 2024-10-01
- FORWARD 360
Firm CRD 331984 · CA · Reported as state-registered
Registration date: 2024-10-01
- SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATES
Firm CRD 332016 · CA · Reported as state-registered
Registration date: 2024-11-22
- ROHR FINANCIAL ADVISORS, LLC
Firm CRD 332018 · CA · Reported as state-registered
Registration date: 2025-04-10
- BEHAVIOR SHIFT
Firm CRD 332054 · CA · Reported as state-registered
Registration date: 2024-07-24
- MURAWSKI WEALTH MANAGEMENT
Firm CRD 332094 · CA · Reported as state-registered
Registration date: 2024-08-05
- MANION FINANCIAL SOLUTIONS LLC
Firm CRD 332140 · CA · Reported as state-registered
Registration date: 2026-09-03
- THE DR TEAM
Firm CRD 332151 · CA · Reported as state-registered
Registration date: 2024-10-04