State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- SIERRA HOTEL FINANCIAL LLC
Firm CRD 332672 · CA · Reported as state-registered
Registration date: 2024-11-19
- SEAPOINT CAPITAL MANAGEMENT LLC
Firm CRD 332674 · CA · Reported as state-registered
Registration date: 2024-09-06
- SHEPHERD INVESTMENT MANAGEMENT
Firm CRD 332697 · CA · Reported as state-registered
Registration date: 2024-10-24
- JOYNER FINANCIAL PLANNING LLC
Firm CRD 332718 · CA · Reported as state-registered
Registration date: 2025-01-01
- FINZ ADVISORS, LLC
Firm CRD 332737 · CA · Reported as state-registered
Registration date: 2024-12-16
- NORTHWOODS FINANCIAL PARTNERS LLC
Firm CRD 332747 · CA · Reported as state-registered
Registration date: 2024-10-24
- AIHARA WEALTH MANAGEMENT LLC
Firm CRD 332749 · CA · Reported as state-registered
Registration date: 2024-11-05
- THE BLACKMONT GROUP
Firm CRD 332776 · CA · Reported as state-registered
Registration date: 2024-09-27
- FULL FOCUS CAPITAL MANAGEMENT
Firm CRD 332780 · CA · Reported as state-registered
Registration date: 2026-02-23
- TRANQUIL ASSET MANAGEMENT LLC
Firm CRD 332804 · CA · Reported as state-registered
Registration date: 2024-09-13
- BRINK FINANCIAL GROUP, INC.
Firm CRD 332809 · CA · Reported as state-registered
Registration date: 2025-06-10
- MANZANITA WEALTH MANAGEMENT LLC
Firm CRD 332842 · CA · Reported as state-registered
Registration date: 2024-09-16
- GOUDA WEALTH PLANNING
Firm CRD 332903 · CA · Reported as state-registered
Registration date: 2024-12-18
- NORTHERN MONARCH CAPITAL LLC
Firm CRD 332937 · CA · Reported as state-registered
Registration date: 2025-03-24
- NEWHOUSE INTEGRATED FINANCIAL ADVISORS LLC
Firm CRD 332939 · CA · Reported as state-registered
Registration date: 2024-10-10
- WHOLENESS FINANCIAL
Firm CRD 332974 · CA · Reported as state-registered
Registration date: 2025-04-22
- MERIDIAN VENTURE PARTNERS, INC
Firm CRD 332975 · CA · Reported as state-registered
Registration date: 2024-11-08
- TL-B CAPITAL MANAGEMENT
Firm CRD 332993 · CA · Reported as state-registered
Registration date: 2024-10-15
- BENZINA WEALTH, LLC
Firm CRD 333070 · CA · Reported as state-registered
Registration date: 2026-01-29
- ATWIMA WEALTH MANAGEMENT LLC
Firm CRD 333085 · CA · Reported as state-registered
Registration date: 2024-10-24
- WEALTH BEING ADVISORS LLC
Firm CRD 333094 · CA · Reported as state-registered
Registration date: 2024-10-07
- WORTHIQUE
Firm CRD 333101 · CA · Reported as state-registered
Registration date: 2024-10-28
- MARTOS WEALTH MANAGEMENT
Firm CRD 333128 · CA · Reported as state-registered
Registration date: 2025-05-06
- PACIFIC CREST ASSET MANAGEMENT LLC
Firm CRD 333135 · CA · Reported as state-registered
Registration date: 2024-11-22
- HARVESTWISE WEALTH PLANNING
Firm CRD 333146 · CA · Reported as state-registered
Registration date: 2025-03-27