State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- BASED CAPITAL WEALTH LLC
Firm CRD 333173 · CA · Reported as state-registered
Registration date: 2024-12-09
- 21:5 ADVISORS, LLC
Firm CRD 333198 · CA · Reported as state-registered
Registration date: 2025-02-18
- TOOLE FINANCIAL
Firm CRD 333200 · CA · Reported as state-registered
Registration date: 2025-04-23
- 5 TALENTS ADVISORS, INC
Firm CRD 333270 · CA · Reported as state-registered
Registration date: 2024-10-30
- WORLD CAPITAL MANAGEMENT
Firm CRD 333303 · CA · Reported as state-registered
Registration date: 2025-01-22
- POLYMATH INVESTMENTS LLC
Firm CRD 333348 · CA · Reported as state-registered
Registration date: 2025-05-16
- SOL FINANCIAL
Firm CRD 333387 · CA · Reported as state-registered
Registration date: 2024-11-26
- CAMRIEL ADVISORS
Firm CRD 333391 · CA · Reported as state-registered
Registration date: 2024-11-19
- SANTAFINO WEALTH MANAGEMENT LLC
Firm CRD 333407 · CA · Reported as state-registered
Registration date: 2025-01-01
- BRIGHTORANGE ADVISORS
Firm CRD 333477 · CA · Reported as state-registered
Registration date: 2024-12-16
- HERRIOT FINANCIAL, LLC
Firm CRD 333511 · CA · Reported as state-registered
Registration date: 2025-01-01
- CORCOVADO INVESTMENT ADVISORS, LLC
Firm CRD 333517 · CA · Reported as state-registered
Registration date: 2025-01-01
- VERA WEALTH LLC
Firm CRD 333522 · CA · Reported as state-registered
Registration date: 2025-01-07
- HN BUSS INVESTING
Firm CRD 333557 · CA · Reported as state-registered
Registration date: 2025-03-27
- REA INVESTMENTS, LLC
Firm CRD 333577 · CA · Reported as state-registered
Registration date: 2025-01-01
- UNIVERSAL WEALTH MANAGEMENT LLC
Firm CRD 333585 · CA · Reported as state-registered
Registration date: 2025-04-30
- TWO PALMS FINANCIAL
Firm CRD 333588 · CA · Reported as state-registered
Registration date: 2024-11-25
- SANDERS RETIREMENT PLANNING LLC
Firm CRD 333590 · CA · Reported as state-registered
Registration date: 2025-01-01
- CLANTON FINANCIAL PARTNERS, LLC
Firm CRD 333591 · CA · Reported as state-registered
Registration date: 2025-01-31
- FACTOR FINANCIAL
Firm CRD 333597 · CA · Reported as state-registered
Registration date: 2025-01-07
- PALO SECO WEALTH MANAGEMENT
Firm CRD 333631 · CA · Reported as state-registered
Registration date: 2025-01-28
- HICKOK ADVISORY, LLC
Firm CRD 333663 · CA · Reported as state-registered
Registration date: 2025-04-02
- COUILLARD CAPITAL LLC
Firm CRD 333709 · CA · Reported as state-registered
Registration date: 2025-01-02
- INVERSEWEALTH LLC
Firm CRD 333749 · CA · Reported as state-registered
Registration date: 2025-01-01
- SANTARA WEALTH MANAGEMENT LLC
Firm CRD 333780 · CA · Reported as state-registered
Registration date: 2025-09-10