State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- LODESTAR ADVISORY GROUP, LLC
Firm CRD 127591 · CA · Reported as state-registered
Registration date: 2017-05-11
- MK CAPITAL GROUP
Firm CRD 127608 · CA · Reported as state-registered
Registration date: 2003-09-19
- PACIFIC INVESTMENT ADVISORS, LLC
Firm CRD 127615 · CA · Reported as state-registered
Registration date: 2009-08-11
- CARTER & BALSAM ADVISERS
Firm CRD 127634 · CA · Reported as state-registered
Registration date: 2003-09-19
- CLASSIC FINANCIAL & INVESTMENT SERVICES, INC.
Firm CRD 127666 · CA · Reported as state-registered
Registration date: 2012-04-30
- BERMAN, GIL
Firm CRD 127726 · CA · Reported as state-registered
Registration date: 2005-08-01
- ROBERT HOROWITZ WEALTH MANAGEMENT
Firm CRD 127800 · CA · Reported as state-registered
Registration date: 2003-10-23
- LAMBERT CAPITAL MANAGEMENT
Firm CRD 127822 · CA · Reported as state-registered
Registration date: 2019-01-23
- VEROS CAPITAL MANAGEMENT, INC.
Firm CRD 127904 · CA · Reported as state-registered
Registration date: 2004-03-16
- C & T FINANCIAL SERVICES GROUP, INC.
Firm CRD 127922 · CA · Reported as state-registered
Registration date: 2003-11-25
- STRATEGIC FINANCIAL
Firm CRD 127924 · CA · Reported as state-registered
Registration date: 2012-07-12
- FORT ROSS CAPITAL MANAGEMENT, LLC
Firm CRD 128064 · CA · Reported as state-registered
Registration date: 2003-09-29
- ROCKET CAPITAL MANAGEMENT, L.L.C.
Firm CRD 128077 · CA · Reported as state-registered
Registration date: 2003-10-16
- PINNACLE CAPITAL MANAGEMENT
Firm CRD 128363 · CA · Reported as state-registered
Registration date: 2003-10-16
- BARBARA S. GAULT
Firm CRD 128433 · CA · Reported as state-registered
Registration date: 2003-10-21
- LAI CAPITAL MANAGEMENT LLC
Firm CRD 128462 · CA · Reported as state-registered
Registration date: 2003-03-20
- FAMILY WEALTH CONSULTANTS, INC.
Firm CRD 128494 · CA · Reported as state-registered
Registration date: 2012-06-25
- GROSSMAN FINANCIAL MANAGEMENT
Firm CRD 128566 · CA · Reported as state-registered
Registration date: 2014-02-24
- BSIAS ADVISORS, LLC
Firm CRD 128576 · CA · Reported as state-registered
Registration date: 2004-03-30
- CM FIRST CAPITAL CORP.
Firm CRD 128617 · CA · Reported as state-registered
Registration date: 2004-04-20
- PENDRAGON CAPITAL MANAGEMENT, INC.
Firm CRD 128659 · CA · Reported as state-registered
Registration date: 2011-03-28
- TRINITY ASSET MANAGEMENT CO.
Firm CRD 128702 · CA · Reported as state-registered
Registration date: 2004-06-03
- REDFIELD, BLONSKY & STARINSKY, LLC
Firm CRD 128714 · CA · Reported as state-registered
Registration date: 2012-07-19
- BREAKWATER INVESTMENT GROUP, LLC
Firm CRD 128747 · CA · Reported as state-registered
Registration date: 2004-07-15
- AI FINANCIAL, INC.
Firm CRD 128781 · CA · Reported as state-registered
Registration date: 2020-01-29