State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- MCHENRY CAPITAL, L.L.C.
Firm CRD 136594 · TX · Reported as state-registered
Registration date: 2006-03-07
- VIRJI INVESTMENTS, INC.
Firm CRD 137001 · TX · Reported as state-registered
Registration date: 2011-12-07
- STEPHANIE E. DOYLE INVESTMENT MANAGEMENT
Firm CRD 137067 · TX · Reported as state-registered
Registration date: 2005-10-03
- TCP INVESTMENTS LLC
Firm CRD 137073 · TX · Reported as state-registered
Registration date: 2009-03-17
- EDDLEMAN & EDDLEMAN INC
Firm CRD 137095 · TX · Reported as state-registered
Registration date: 2007-09-14
- MILLENNIUM PORTFOLIO ADVISORS
Firm CRD 137124 · TX · Reported as state-registered
Registration date: 2006-01-01
- ELLIJA CAPITAL MANAGEMENT, LLC
Firm CRD 137151 · TX · Reported as state-registered
Registration date: 2025-10-30
- BLUE DOCK CAPITAL LLC
Firm CRD 137255 · TX · Reported as state-registered
Registration date: 2013-01-02
- MAXOUT SAVINGS ADVISORS LLC
Firm CRD 137307 · TX · Reported as state-registered
Registration date: 2015-01-06
- QUALITY WEALTH CARE, LLC.
Firm CRD 137366 · TX · Reported as state-registered
Registration date: 2006-01-01
- CATAMOUNT CAPITAL LLC
Firm CRD 137652 · TX · Reported as state-registered
Registration date: 2012-06-19
- CORNERSTONE ASSET MANAGEMENT SERVICES, INC.
Firm CRD 137712 · TX · Reported as state-registered
Registration date: 2012-06-05
- BISONWOOD FINANCIAL MANAGEMENT
Firm CRD 137846 · TX · Reported as state-registered
Registration date: 2012-10-09
- SWEENEY ASSET MANAGEMENT, LLC
Firm CRD 138312 · TX · Reported as state-registered
Registration date: 2010-06-01
- PELION INVESTMENT ADVISORS, INC.
Firm CRD 138400 · TX · Reported as state-registered
Registration date: 2021-06-21
- THE JACOBS FINANCIAL GROUP
Firm CRD 139136 · TX · Reported as state-registered
Registration date: 2006-03-21
- SUEING INVESTMENTS, LLC
Firm CRD 139154 · TX · Reported as state-registered
Registration date: 2006-02-28
- GFN CAPITAL MANAGEMENT
Firm CRD 139403 · TX · Reported as state-registered
Registration date: 2006-05-30
- SGMG ENTERPRISE LLC
Firm CRD 139552 · TX · Reported as state-registered
Registration date: 2008-01-24
- KEVIN CLARIDAY INVESTMENT ADVISOR
Firm CRD 139722 · TX · Reported as state-registered
Registration date: 2018-01-29
- 7TH HARVEST INVESTMENTS
Firm CRD 139792 · TX · Reported as state-registered
Registration date: 2013-04-10
- CAPITAL STRATEGIES GROUP, LLC
Firm CRD 140120 · TX · Reported as state-registered
Registration date: 2023-08-16
- SOLARIS PRIVATE WEALTH MANAGEMENT
Firm CRD 140180 · TX · Reported as state-registered
Registration date: 2009-05-14
- POTTLE FINANCIAL SERVICES, INC
Firm CRD 140181 · TX · Reported as state-registered
Registration date: 2021-05-24
- DRACH ADVISORS LLC
Firm CRD 140247 · TX · Reported as state-registered
Registration date: 2008-08-27