State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- REHOBOTH FINANCIAL PLANNING, INC.
Firm CRD 333840 · CA · Reported as state-registered
Registration date: 2025-02-03
- WEISBERG CAPITAL MANAGEMENT
Firm CRD 333843 · CA · Reported as state-registered
Registration date: 2025-01-22
- MC INVESTMENTS & ADVISORY LLC
Firm CRD 333853 · CA · Reported as state-registered
Registration date: 2024-12-05
- S12 GROUP LLC
Firm CRD 333997 · CA · Reported as state-registered
Registration date: 2026-06-01
- INSPIRATION FINANCIAL PLANNING
Firm CRD 334038 · CA · Reported as state-registered
Registration date: 2025-01-17
- BROOKSIDE STRATEGY AND CONSULTING
Firm CRD 334060 · CA · Reported as state-registered
Registration date: 2025-07-23
- THE DEAN'S LIST
Firm CRD 334064 · CA · Reported as state-registered
Registration date: 2025-04-10
- SONOMA MOUNTAIN FINANCIAL LLC
Firm CRD 334099 · CA · Reported as state-registered
Registration date: 2025-01-21
- FOOTHILLS CAPITAL MANAGEMENT, LLC
Firm CRD 334119 · CA · Reported as state-registered
Registration date: 2025-02-05
- VERTEX INVESTMENTS GROUP
Firm CRD 334177 · CA · Reported as state-registered
Registration date: 2025-01-07
- GREYFOX INVESTORS LLC
Firm CRD 334180 · CA · Reported as state-registered
Registration date: 2024-12-20
- SANTA CRUZ FINANCIAL
Firm CRD 334207 · CA · Reported as state-registered
Registration date: 2026-04-23
- PARKWOOD CAPITAL MANAGEMENT LLC
Firm CRD 334224 · CA · Reported as state-registered
Registration date: 2025-01-24
- TPW FINANCE LLC
Firm CRD 334226 · CA · Reported as state-registered
Registration date: 2025-01-17
- ATLAS FINANCIAL LLC
Firm CRD 334246 · CA · Reported as state-registered
Registration date: 2025-02-18
- EMPATH WEALTH
Firm CRD 334259 · CA · Reported as state-registered
Registration date: 2025-02-27
- PROFLEX FINANCE
Firm CRD 334262 · CA · Reported as state-registered
Registration date: 2025-02-24
- KATE CAPITAL GROUP
Firm CRD 334283 · CA · Reported as state-registered
Registration date: 2025-02-11
- PHASE CHANGE WEALTH MANAGEMENT LLC
Firm CRD 334306 · CA · Reported as state-registered
Registration date: 2025-04-11
- MIDAS CAPITAL MANAGEMENT
Firm CRD 334335 · CA · Reported as state-registered
Registration date: 2025-01-14
- EQUANIMITY WEALTH
Firm CRD 334359 · CA · Reported as state-registered
Registration date: 2025-01-31
- FALLBROOK FI
Firm CRD 334369 · CA · Reported as state-registered
Registration date: 2025-01-27
- GALVEZ FINANCIAL LLC
Firm CRD 334391 · CA · Reported as state-registered
Registration date: 2026-07-28
- DAUNTLESS ADVISORY, LLC
Firm CRD 334412 · CA · Reported as state-registered
Registration date: 2025-05-29
- API CAPITAL, LLC
Firm CRD 334427 · CA · Reported as state-registered
Registration date: 2025-02-21