State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MODERN ASSETS, LLC
Firm CRD 285269 · CA · Reported as state-registered
Registration date: 2019-10-09
- WEALTHBOOST ADVISORS, LLC
Firm CRD 285273 · CA · Reported as state-registered
Registration date: 2016-12-27
- HUAYU TSU INVESTMENT MANAGEMENT
Firm CRD 285284 · CA · Reported as state-registered
Registration date: 2016-11-02
- AETERNUM ADVISORS
Firm CRD 285331 · CA · Reported as state-registered
Registration date: 2017-04-27
- PALOMAR ADVISORS INC.
Firm CRD 285358 · CA · Reported as state-registered
Registration date: 2017-01-01
- STOCK PRO
Firm CRD 285362 · WA · Reported as state-registered
Registration date: 2016-11-02
- MINORKEY MANAGEMENT
Firm CRD 285365 · CA · Reported as state-registered
Registration date: 2016-10-13
- DIGITAL WEALTH, LLC
Firm CRD 285369 · CA · Reported as state-registered
Registration date: 2016-11-16
- OTHNIEL FINANCIAL ADVISORY SERVICES, LLC
Firm CRD 285376 · TX · Reported as state-registered
Registration date: 2016-11-07
- AMY T. SHARP, CFP, LLC
Firm CRD 285405 · CA · Reported as state-registered
Registration date: 2017-02-07
- MY HARVEST FIELD FINANCIAL LLC
Firm CRD 285443 · TX · Reported as state-registered
Registration date: 2017-02-17
- EAST WEST ADVISERS
Firm CRD 285447 · CA · Reported as state-registered
Registration date: 2017-05-03
- ADVISORS ASSET MANAGEMENT, INC.
Firm CRD 285455 · WA · Reported as state-registered
Registration date: 2017-04-10
- DIRIGO INVESTMENT ADVISORS, LLC
Firm CRD 285497 · CA · Reported as state-registered
Registration date: 2017-01-13
- TREASURE CHEST FINANCIAL
Firm CRD 285517 · CA · Reported as state-registered
Registration date: 2017-01-01
- AVINA FINANCIAL GROUP, INC.
Firm CRD 285527 · CA · Reported as state-registered
Registration date: 2016-12-06
- VISTA PARTNERS LLC
Firm CRD 285532 · CA · Reported as state-registered
Registration date: 2017-01-01
- BOSSERT CAPITAL LLC
Firm CRD 285572 · TX · Reported as state-registered
Registration date: 2021-12-15
- ASHBY WEALTH MANAGEMENT, LLC
Firm CRD 285593 · CA · Reported as state-registered
Registration date: 2016-11-04
- INTEGRA WEALTH ADVISORS
Firm CRD 285610 · TX · Reported as state-registered
Registration date: 2022-01-03
- QST CAPITAL LLC
Firm CRD 285613 · CA · Reported as state-registered
Registration date: 2017-02-14
- HAVAPLAN FINANCIAL
Firm CRD 285636 · CA · Reported as state-registered
Registration date: 2016-11-23
- COOPER FINANCIAL INVESTMENTS, LLC
Firm CRD 285647 · AZ · Reported as state-registered
Registration date: 2017-08-30
- PAULA TRABER FINANCIAL SERVICES LLC
Firm CRD 285665 · AZ · Reported as state-registered
Registration date: 2019-02-20
- PAULA TRABER FINANCIAL SERVICES LLC
Firm CRD 285665 · CA · Reported as state-registered
Registration date: 2016-12-09