State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BROOKSIDE WEALTH MANAGEMENT LLC
Firm CRD 287767 · CA · Reported as state-registered
Registration date: 2017-04-19
- K FINANCIAL SERVICES, LLC
Firm CRD 287772 · CA · Reported as state-registered
Registration date: 2018-01-03
- COGENT INVESTMENT ADVISORS LLC
Firm CRD 287773 · CA · Reported as state-registered
Registration date: 2017-03-22
- PROFESSIONAL RETIREMENT STRATEGIES LLC
Firm CRD 287808 · TX · Reported as state-registered
Registration date: 2017-08-31
- RETIREMENT SOLUTIONS LLC
Firm CRD 287820 · CA · Reported as state-registered
Registration date: 2023-08-22
- TREW ADVISORS, LLC
Firm CRD 287827 · CA · Reported as state-registered
Registration date: 2025-03-24
- TREW ADVISORS, LLC
Firm CRD 287827 · TX · Reported as state-registered
Registration date: 2025-02-04
- DBA, LEFEVRE CAPITAL MANAGEMENT
Firm CRD 287874 · CA · Reported as state-registered
Registration date: 2018-01-11
- BORACCHIA WIVIOTT WEALTH PARTNERS LLC
Firm CRD 287877 · CA · Reported as state-registered
Registration date: 2017-06-06
- POINT LOMA ADVISORS
Firm CRD 287918 · CA · Reported as state-registered
Registration date: 2020-10-14
- AMERICAN LEGACY CAPITAL LLC
Firm CRD 287967 · CA · Reported as state-registered
Registration date: 2018-06-25
- AMERICAN LEGACY CAPITAL LLC
Firm CRD 287967 · WA · Reported as state-registered
Registration date: 2024-10-07
- SPRINGTIDE PARTNERS
Firm CRD 287968 · TX · Reported as state-registered
Registration date: 2024-08-02
- ASSOCIATION FINANCIAL SERVICES, LLC
Firm CRD 287975 · TX · Reported as state-registered
Registration date: 2018-01-10
- SATORI WEALTH MANAGEMENT, INC.
Firm CRD 287979 · CA · Reported as state-registered
Registration date: 2017-05-24
- SPRING FINANCIAL PLANNING
Firm CRD 288000 · CA · Reported as state-registered
Registration date: 2017-04-07
- ECHO ADVISORY LLC
Firm CRD 288026 · CA · Reported as state-registered
Registration date: 2017-04-19
- KITSMAN INVESTMENT MANAGEMENT
Firm CRD 288035 · TX · Reported as state-registered
Registration date: 2017-05-01
- CAMPTON PRIVATE EQUITY ADVISORS
Firm CRD 288085 · CA · Reported as state-registered
Registration date: 2017-05-03
- STONEBRIDGE ASSET MANAGEMENT LLC
Firm CRD 288094 · CA · Reported as state-registered
Registration date: 2017-05-01
- BUFF YOUR FINANCES
Firm CRD 288105 · CA · Reported as state-registered
Registration date: 2017-05-19
- BUFF YOUR FINANCES
Firm CRD 288105 · WA · Reported as state-registered
Registration date: 2020-07-27
- FIG TREE CAPITAL
Firm CRD 288112 · CA · Reported as state-registered
Registration date: 2017-05-02
- PORTOLA CREEK CAPITAL
Firm CRD 288119 · CA · Reported as state-registered
Registration date: 2019-03-08
- CORVEC INVESTMENT PARTNERS, LLC
Firm CRD 288128 · CA · Reported as state-registered
Registration date: 2017-05-16