State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- EQUALIENT, LLC
Firm CRD 338820 · CA · Reported as state-registered
Registration date: 2025-10-28
- CLARITY WEALTH PARTNERS
Firm CRD 338840 · CA · Reported as state-registered
Registration date: 2026-01-22
- SR99ADVISORS
Firm CRD 338890 · CA · Reported as state-registered
Registration date: 2025-11-26
- BORA CAPITAL, LLC
Firm CRD 338951 · CA · Reported as state-registered
Registration date: 2026-08-05
- SPELTS WEALTH MANAGEMENT, INC.
Firm CRD 338961 · CA · Reported as state-registered
Registration date: 2025-11-04
- RABBITPLANS
Firm CRD 338966 · CA · Reported as state-registered
Registration date: 2026-02-27
- ROONEY WEALTH MANAGEMENT
Firm CRD 338991 · CA · Reported as state-registered
Registration date: 2025-11-19
- AGENTECH EQUITIES, LLC
Firm CRD 338997 · CA · Reported as state-registered
Registration date: 2025-11-26
- FIDUCIARY WEALTH PARTNERS
Firm CRD 339006 · CA · Reported as state-registered
Registration date: 2026-01-22
- OAK BAY FINANCIAL, LLC
Firm CRD 339012 · CA · Reported as state-registered
Registration date: 2026-04-30
- DUVALL WEALTH MANAGEMENT LLC
Firm CRD 339034 · CA · Reported as state-registered
Registration date: 2025-11-25
- ABUNDANCE PATHWAYS
Firm CRD 339037 · CA · Reported as state-registered
Registration date: 2025-11-26
- LOTUS OAK CAPITAL INSTITUTE
Firm CRD 339053 · CA · Reported as state-registered
Registration date: 2025-12-22
- LEGES WEALTH MANAGEMENT LLC
Firm CRD 339110 · CA · Reported as state-registered
Registration date: 2026-01-09
- OYSTER CREEK CAPITAL
Firm CRD 339119 · CA · Reported as state-registered
Registration date: 2026-06-01
- CHENG, JEN I
Firm CRD 339213 · CA · Reported as state-registered
Registration date: 2026-01-06
- 360 WEALTH CREATION
Firm CRD 339237 · CA · Reported as state-registered
Registration date: 2026-06-09
- NEXT PLAY WEALTH
Firm CRD 339239 · CA · Reported as state-registered
Registration date: 2026-03-23
- STRONG FOUNDATION WEALTH MANAGEMENT LLC
Firm CRD 339307 · CA · Reported as state-registered
Registration date: 2025-11-25
- DARROW WEALTH GROUP
Firm CRD 339323 · CA · Reported as state-registered
Registration date: 2025-12-15
- KOLB WEALTH MANAGEMENT, LLC
Firm CRD 339325 · CA · Reported as state-registered
Registration date: 2026-01-14
- RIVERWEST FINANCIAL LLC
Firm CRD 339333 · CA · Reported as state-registered
Registration date: 2026-01-07
- CATTON CAPITAL PARTNERS, LLC
Firm CRD 339336 · CA · Reported as state-registered
Registration date: 2026-07-14
- PHIL ADVISORS LLC
Firm CRD 339339 · CA · Reported as state-registered
Registration date: 2026-02-04
- ARCADIAN ASSOCIATES, LLC
Firm CRD 339355 · CA · Reported as state-registered
Registration date: 2026-02-05