State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- TAYLOR ADVISORY GROUP
Firm CRD 288437 · CA · Reported as state-registered
Registration date: 2017-07-07
- OCOTILLO WEALTH MANAGEMENT LLC
Firm CRD 288438 · AZ · Reported as state-registered
Registration date: 2017-06-30
- AZM FINANCIAL
Firm CRD 288455 · CA · Reported as state-registered
Registration date: 2017-08-11
- APEX WEALTH MANAGEMENT
Firm CRD 288456 · TX · Reported as state-registered
Registration date: 2017-06-27
- DWYER FINANCIAL, LLC
Firm CRD 288470 · AZ · Reported as state-registered
Registration date: 2017-07-03
- DRM WEALTH MANAGEMENT
Firm CRD 288489 · CA · Reported as state-registered
Registration date: 2017-06-06
- EUREKA WEALTH MANAGEMENT
Firm CRD 288494 · CA · Reported as state-registered
Registration date: 2017-06-30
- PRUDENT FINANCIAL PLANNING
Firm CRD 288500 · CA · Reported as state-registered
Registration date: 2022-02-14
- PRUDENT FINANCIAL PLANNING
Firm CRD 288500 · TX · Reported as state-registered
Registration date: 2022-08-31
- MISSION PEAK INVESTORS, LLC
Firm CRD 288518 · CA · Reported as state-registered
Registration date: 2017-06-27
- ALTITUDE WEALTH MANAGEMENT, LLC
Firm CRD 288529 · CA · Reported as state-registered
Registration date: 2024-08-09
- RABKIN ADVISORS LLC
Firm CRD 288531 · TX · Reported as state-registered
Registration date: 2017-08-14
- DEERWOOD CAPITAL, LLC
Firm CRD 288538 · TX · Reported as state-registered
Registration date: 2018-08-31
- ZENITH INVESTMENT MANAGEMENT, LLC
Firm CRD 288565 · AZ · Reported as state-registered
Registration date: 2023-08-11
- ZENITH INVESTMENT MANAGEMENT, LLC
Firm CRD 288565 · CA · Reported as state-registered
Registration date: 2017-05-31
- CEDAR RIVER CAPITAL, LLC
Firm CRD 288579 · CA · Reported as state-registered
Registration date: 2020-05-22
- CEDAR RIVER CAPITAL, LLC
Firm CRD 288579 · WA · Reported as state-registered
Registration date: 2017-07-21
- SHOREPINE WEALTH MANAGEMENT, LLC
Firm CRD 288583 · CA · Reported as state-registered
Registration date: 2017-06-02
- INSIGHT PERSONAL FINANCE
Firm CRD 288585 · CA · Reported as state-registered
Registration date: 2017-06-30
- PERPETUAL CAPITAL ADVISORS, LLC
Firm CRD 288594 · CA · Reported as state-registered
Registration date: 2020-02-18
- STARDUST WEALTH STRATEGIES
Firm CRD 288595 · CA · Reported as state-registered
Registration date: 2025-07-23
- LEVERAGE PLANNERS WEALTH MANAGEMENT, LLC
Firm CRD 288599 · WA · Reported as state-registered
Registration date: 2017-06-28
- HERGES CAPITAL MANAGEMENT
Firm CRD 288600 · CA · Reported as state-registered
Registration date: 2017-09-18
- INFLECTION ADVISORS
Firm CRD 288602 · CA · Reported as state-registered
Registration date: 2017-07-14
- LONG GAME FINANCIAL, LLC
Firm CRD 288618 · CA · Reported as state-registered
Registration date: 2020-02-28