State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- ROBERT WILLIAM SHOEMAKER,III
Firm CRD 128852 · CA · Reported as state-registered
Registration date: 2022-05-26
- FAIRLEAD FINANCIAL ADVISORS, LLC
Firm CRD 128855 · CA · Reported as state-registered
Registration date: 2003-11-18
- RANDOLPH ELDER, CFP
Firm CRD 128903 · CA · Reported as state-registered
Registration date: 2003-12-05
- MCMILLAN ANALYSIS CORPORATION
Firm CRD 128920 · CA · Reported as state-registered
Registration date: 2014-01-28
- INSIGHT ASSET MANAGEMENT
Firm CRD 128926 · CA · Reported as state-registered
Registration date: 2004-02-03
- G&F FINANCIAL SERVICES
Firm CRD 128940 · CA · Reported as state-registered
Registration date: 1991-09-30
- JOHN FRIEDMAN FINANCIAL
Firm CRD 128976 · CA · Reported as state-registered
Registration date: 2004-01-02
- COAST WEALTH MANAGEMENT, INC.
Firm CRD 129090 · CA · Reported as state-registered
Registration date: 2019-01-29
- OSBORNE GLOBAL INVESTORS, INC.
Firm CRD 129128 · CA · Reported as state-registered
Registration date: 2004-02-19
- NORTHBAY ADVISORS
Firm CRD 129214 · CA · Reported as state-registered
Registration date: 2004-03-04
- K. D. CLEWLEY CAPITAL MANAGEMENT
Firm CRD 129348 · CA · Reported as state-registered
Registration date: 2006-01-03
- S&F INVESTMENT ADVISORS
Firm CRD 129367 · CA · Reported as state-registered
Registration date: 2021-09-14
- CHERYL MORHAUSER & ASSOCIATES
Firm CRD 129504 · CA · Reported as state-registered
Registration date: 1998-04-24
- TEPPER CAPITAL MANAGEMENT
Firm CRD 129534 · CA · Reported as state-registered
Registration date: 2011-10-31
- MW INVESTMENT ADVISOR, LLC
Firm CRD 129695 · CA · Reported as state-registered
Registration date: 2026-03-20
- YH&C INVESTMENTS INC.
Firm CRD 129823 · CA · Reported as state-registered
Registration date: 2017-09-15
- ASPIRE ADVISORY SERVICES
Firm CRD 129828 · CA · Reported as state-registered
Registration date: 1997-11-06
- JOHN SCHOOLER JONES LLC
Firm CRD 129834 · CA · Reported as state-registered
Registration date: 2004-01-26
- MAXIM CAPITAL ADVISORS, INC.
Firm CRD 130161 · CA · Reported as state-registered
Registration date: 1999-10-18
- PORTA INVESTMENT MANAGEMENT
Firm CRD 130185 · CA · Reported as state-registered
Registration date: 1991-04-08
- AMPORN W. LEININGER, SUMMIT FINANCIAL SERVICES
Firm CRD 130255 · CA · Reported as state-registered
Registration date: 1999-06-22
- HILLBERG CAPITAL MANAGEMENT, LLC
Firm CRD 130291 · CA · Reported as state-registered
Registration date: 2004-06-29
- HARRY LICURSI TAX & RETIREMENT PLANNING
Firm CRD 130299 · CA · Reported as state-registered
Registration date: 2012-08-22
- BAKOS INVESTMENT MANAGEMENT
Firm CRD 130351 · CA · Reported as state-registered
Registration date: 1998-05-15
- J.D. GAGNON, INC.
Firm CRD 130444 · CA · Reported as state-registered
Registration date: 2003-07-25