State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- SUNSAGE CAPITAL MANAGEMENT
Firm CRD 140332 · TX · Reported as state-registered
Registration date: 2012-07-24
- CORNERSTONE SECURITIES LLC
Firm CRD 140379 · TX · Reported as state-registered
Registration date: 2018-03-14
- JOHN WESSLER & ASSOCIATES
Firm CRD 140420 · TX · Reported as state-registered
Registration date: 2006-06-28
- INVESTMENT STRATEGIES, LLC
Firm CRD 140739 · TX · Reported as state-registered
Registration date: 2021-10-27
- BARNETT CAPITAL MANAGEMENT, LLC
Firm CRD 140919 · TX · Reported as state-registered
Registration date: 2007-02-16
- SYNERGY CAPITAL ADVISORS, LLC
Firm CRD 140982 · TX · Reported as state-registered
Registration date: 2010-09-24
- WALTER J. REYNA, INC.
Firm CRD 141173 · TX · Reported as state-registered
Registration date: 2012-06-05
- RUBICON INVESTMENT MANAGEMENT & ANALYTICS
Firm CRD 141219 · TX · Reported as state-registered
Registration date: 2007-01-01
- NOTARO WEALTH ADVISORY
Firm CRD 141275 · TX · Reported as state-registered
Registration date: 2007-05-24
- JOHNSON, JASON L.
Firm CRD 141350 · TX · Reported as state-registered
Registration date: 2006-12-14
- MARIAN FINANCIAL SERVICES, INC.
Firm CRD 141456 · TX · Reported as state-registered
Registration date: 2009-11-09
- BROKAW RICE INVESTMENT ADVISORS, INCORPORATED
Firm CRD 141533 · TX · Reported as state-registered
Registration date: 2016-06-28
- FREEMAN GLOBAL INVESTMENT COUNSEL
Firm CRD 141693 · TX · Reported as state-registered
Registration date: 2006-09-05
- CADENCE FINANCIAL ADVISORS, LLC
Firm CRD 141807 · TX · Reported as state-registered
Registration date: 2006-10-10
- DONALD W. TRAYLOR
Firm CRD 141826 · TX · Reported as state-registered
Registration date: 2006-10-16
- MARK L. WESTERMAN, CPA
Firm CRD 141887 · TX · Reported as state-registered
Registration date: 2007-06-19
- MCKEEL CAPITAL MANAGEMENT
Firm CRD 142132 · TX · Reported as state-registered
Registration date: 2025-01-09
- BEACON BAY ASSET MANAGEMENT LLC
Firm CRD 142207 · TX · Reported as state-registered
Registration date: 2006-12-07
- TURTLE CREEK WEALTHCARE
Firm CRD 142312 · TX · Reported as state-registered
Registration date: 2007-01-03
- ROYAL PALM INVESTMENT ADVISORS, INC
Firm CRD 142335 · TX · Reported as state-registered
Registration date: 2007-01-29
- BULLE ROCK
Firm CRD 142363 · TX · Reported as state-registered
Registration date: 2011-09-27
- RETIREMENT RESOURCES WEALTH MANAGEMENT, LP
Firm CRD 142428 · TX · Reported as state-registered
Registration date: 2011-01-13
- TRISPERITY ADVISORS, LLC
Firm CRD 142438 · TX · Reported as state-registered
Registration date: 2007-01-01
- A-V CAPITAL MANAGEMENT, LLC
Firm CRD 142599 · TX · Reported as state-registered
Registration date: 2012-06-15
- CUMBIE ADVISORY SERVICES, INC
Firm CRD 142606 · TX · Reported as state-registered
Registration date: 2017-01-05