State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- DFW WEALTHCARE ADVISORS, LLC
Firm CRD 288954 · TX · Reported as state-registered
Registration date: 2017-08-28
- FAYKUS FINANCIAL, LLC
Firm CRD 288957 · TX · Reported as state-registered
Registration date: 2017-08-23
- HOLTON & KOSANKE WEALTH MANAGEMENT, LLC
Firm CRD 288963 · AZ · Reported as state-registered
Registration date: 2017-08-22
- HOLTON & KOSANKE WEALTH MANAGEMENT, LLC
Firm CRD 288963 · CA · Reported as state-registered
Registration date: 2020-07-23
- RETIREMENT WEALTH CENTER INC
Firm CRD 288964 · CA · Reported as state-registered
Registration date: 2017-07-19
- BABYLON CAPITAL
Firm CRD 288965 · CA · Reported as state-registered
Registration date: 2026-06-02
- CULTIVATE FINANCIAL GROUP LLC
Firm CRD 288980 · CA · Reported as state-registered
Registration date: 2017-08-02
- ZION FINANCIAL PLANNING, LLC
Firm CRD 289007 · WA · Reported as state-registered
Registration date: 2017-07-17
- WEALTH MANAGEMENT ADVISORS, LLC
Firm CRD 289010 · AZ · Reported as state-registered
Registration date: 2017-08-14
- GUIDE MY FINANCES
Firm CRD 289013 · CA · Reported as state-registered
Registration date: 2017-10-03
- RK RETIREMENT SOLUTIONS LLC
Firm CRD 289018 · AZ · Reported as state-registered
Registration date: 2017-08-21
- CORLETT FINANCIAL, INC.
Firm CRD 289019 · CA · Reported as state-registered
Registration date: 2017-09-15
- MARIENPLATZ WEALTH MANAGEMENT LLC
Firm CRD 289049 · TX · Reported as state-registered
Registration date: 2017-11-02
- DOWNIE FINANCIAL GROUP
Firm CRD 289066 · AZ · Reported as state-registered
Registration date: 2022-05-10
- DOWNIE FINANCIAL GROUP
Firm CRD 289066 · CA · Reported as state-registered
Registration date: 2017-07-18
- DL WEALTH MANAGEMENT GROUP
Firm CRD 289085 · AZ · Reported as state-registered
Registration date: 2018-03-13
- DL WEALTH MANAGEMENT GROUP
Firm CRD 289085 · CA · Reported as state-registered
Registration date: 2018-01-09
- MASDEVALLIA LLC
Firm CRD 289095 · WA · Reported as state-registered
Registration date: 2017-10-09
- ADAPTFIRST INVESTMENTS LLC
Firm CRD 289096 · CA · Reported as state-registered
Registration date: 2021-02-23
- STONE OAK CAPITAL, LLC
Firm CRD 289105 · CA · Reported as state-registered
Registration date: 2017-08-18
- MARK MUECKE CAPITAL MANAGEMENT, LLC
Firm CRD 289109 · TX · Reported as state-registered
Registration date: 2017-07-25
- PATHFINDER FINANCIAL SERVICES
Firm CRD 289125 · TX · Reported as state-registered
Registration date: 2017-09-06
- ENVISIONVEST
Firm CRD 289132 · TX · Reported as state-registered
Registration date: 2017-10-13
- WHITE STORK ASSET MANAGEMENT LLC
Firm CRD 289149 · CA · Reported as state-registered
Registration date: 2017-09-07
- BUOYANT FINANCIAL
Firm CRD 289156 · CA · Reported as state-registered
Registration date: 2026-01-20