State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- P&L FAMILY WEALTH
Firm CRD 341272 · CA · Reported as state-registered
Registration date: 2026-05-11
- CRESCENT MERIDIAN CAPITAL LLC
Firm CRD 341276 · CA · Reported as state-registered
Registration date: 2026-06-19
- SAPPHIRE WEALTH ADVISORY
Firm CRD 341280 · CA · Reported as state-registered
Registration date: 2026-04-10
- TOP RANK WEALTH MANAGEMENT, LLC
Firm CRD 341288 · CA · Reported as state-registered
Registration date: 2026-07-22
- WHEELER FINANCIAL SERVICES, LLC
Firm CRD 341295 · CA · Reported as state-registered
Registration date: 2026-07-02
- LAHONTAN CAPITAL LLC
Firm CRD 341420 · CA · Reported as state-registered
Registration date: 2026-07-08
- KODA CAPITAL MANAGEMENT LLC
Firm CRD 341421 · CA · Reported as state-registered
Registration date: 2026-05-06
- INDIGO PRIVATE WEALTH
Firm CRD 341427 · CA · Reported as state-registered
Registration date: 2026-04-27
- SAVY WEALTH ADVISORS, INC
Firm CRD 341453 · CA · Reported as state-registered
Registration date: 2026-06-05
- VOSKA WEALTH
Firm CRD 341574 · CA · Reported as state-registered
Registration date: 2026-06-22
- SANTA SUSANA FINANCIAL, LLC
Firm CRD 341629 · CA · Reported as state-registered
Registration date: 2026-05-06
- VINDEX CAPITAL MANAGEMENT, LLC
Firm CRD 341633 · CA · Reported as state-registered
Registration date: 2026-08-26
- VERIFY WEALTH
Firm CRD 341678 · CA · Reported as state-registered
Registration date: 2026-07-07
- VARN FINANCIAL PLANNING
Firm CRD 341746 · CA · Reported as state-registered
Registration date: 2026-06-05
- SAAGA WEALTH PLANNING LLC
Firm CRD 341789 · CA · Reported as state-registered
Registration date: 2026-07-24
- HARVESTING GAINS CORPORATION
Firm CRD 341790 · CA · Reported as state-registered
Registration date: 2026-05-28
- CASTLE FINANCIAL
Firm CRD 341862 · CA · Reported as state-registered
Registration date: 2026-07-17
- YOU INVESTMENT MANAGEMENT LLC
Firm CRD 341891 · CA · Reported as state-registered
Registration date: 2026-05-20
- AZUL PRIVATE WEALTH, LLC
Firm CRD 341915 · CA · Reported as state-registered
Registration date: 2026-06-26
- NADEL PRIVATE WEALTH LLC
Firm CRD 341947 · CA · Reported as state-registered
Registration date: 2026-07-29
- OPEN WATER ADVISORY PARTNERS
Firm CRD 342017 · CA · Reported as state-registered
Registration date: 2026-08-05
- FOURZAN FINANCIAL LLC
Firm CRD 342018 · CA · Reported as state-registered
Registration date: 2026-06-09
- LAGUNA INVESTMENTS LLC
Firm CRD 342122 · CA · Reported as state-registered
Registration date: 2026-07-14
- STOUT CAPITAL MANAGEMENT LLC
Firm CRD 342154 · CA · Reported as state-registered
Registration date: 2026-07-31
- HAN ASSETS MANAGEMENT LLC
Firm CRD 342174 · CA · Reported as state-registered
Registration date: 2026-08-26