State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- THINK818, LLC
Firm CRD 289452 · TX · Reported as state-registered
Registration date: 2017-08-28
- REIGATE INVESTORS LLC
Firm CRD 289498 · CA · Reported as state-registered
Registration date: 2017-09-08
- KUBER CAPITAL MANAGEMENT, LLC
Firm CRD 289514 · CA · Reported as state-registered
Registration date: 2018-04-16
- BAKER ASSET MANAGEMENT, LLC
Firm CRD 289524 · CA · Reported as state-registered
Registration date: 2018-04-10
- CLEAR WEALTH MANAGEMENT
Firm CRD 289532 · WA · Reported as state-registered
Registration date: 2017-08-17
- PINE VALLEY PRIVATE WEALTH
Firm CRD 289533 · TX · Reported as state-registered
Registration date: 2021-09-09
- RF CAPITAL MANAGEMENT
Firm CRD 289534 · CA · Reported as state-registered
Registration date: 2017-09-19
- ESQUIRES GROUP LLC
Firm CRD 289537 · TX · Reported as state-registered
Registration date: 2017-10-16
- PELICAN WEALTH MANAGEMENT
Firm CRD 289549 · TX · Reported as state-registered
Registration date: 2019-10-22
- 401K ASSIST, LLC
Firm CRD 289562 · CA · Reported as state-registered
Registration date: 2017-10-05
- CBL WEALTH MANAGEMENT
Firm CRD 289564 · CA · Reported as state-registered
Registration date: 2017-10-09
- VIRTUA CAPITAL MANAGEMENT, LLC
Firm CRD 289606 · AZ · Reported as state-registered
Registration date: 2018-08-17
- ALTA VIA CAPITAL
Firm CRD 289739 · CA · Reported as state-registered
Registration date: 2018-02-15
- GEN NEXT WEALTH, INC.
Firm CRD 289756 · CA · Reported as state-registered
Registration date: 2017-10-23
- DERAMUS WEALTH MANAGEMENT, LLC
Firm CRD 289771 · TX · Reported as state-registered
Registration date: 2021-02-05
- WILSON FINANCIAL ADVISORS, LLC
Firm CRD 289782 · CA · Reported as state-registered
Registration date: 2018-07-27
- CENTRAL COAST TAX & FINANCIAL SERVICES
Firm CRD 289814 · CA · Reported as state-registered
Registration date: 2018-04-27
- NEW LIFE FINANCIAL LLC
Firm CRD 289821 · AZ · Reported as state-registered
Registration date: 2021-06-21
- KIM KNOTTS, RIA
Firm CRD 289830 · CA · Reported as state-registered
Registration date: 2018-01-03
- BLACK RAVEN INVESTMENTS, LLC
Firm CRD 289853 · TX · Reported as state-registered
Registration date: 2018-02-05
- JIE SHEN, CFA
Firm CRD 289865 · CA · Reported as state-registered
Registration date: 2018-01-03
- EMPOWERING FINANCIAL
Firm CRD 289866 · CA · Reported as state-registered
Registration date: 2019-01-10
- FIRST MOVE FINANCIAL, LLC
Firm CRD 289880 · TX · Reported as state-registered
Registration date: 2017-10-24
- INNOVATIVE FINANCIAL SOLUTIONS, INC.
Firm CRD 289906 · AZ · Reported as state-registered
Registration date: 2017-11-20
- BOUNDLESS ADVICE LLC
Firm CRD 289915 · CA · Reported as state-registered
Registration date: 2017-12-08