State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- TANAGER FINANCIAL, LLC
Firm CRD 342758 · CA · Reported as state-registered
Registration date: 2026-08-19
- QUINTESSENCE WEALTH COLLECTIVE LLC
Firm CRD 342821 · CA · Reported as state-registered
Registration date: 2026-08-17
- TANDEM PRIVATE WEALTH, LLC
Firm CRD 342827 · CA · Reported as state-registered
Registration date: 2026-07-16
- AMBITION FINANCIAL LLC
Firm CRD 342844 · CA · Reported as state-registered
Registration date: 2026-07-24
- TEAPOT INVESTMENTS LLC
Firm CRD 342851 · CA · Reported as state-registered
Registration date: 2026-09-09
- BEACON VETERINARY WEALTH
Firm CRD 342859 · CA · Reported as state-registered
Registration date: 2026-09-24
- POLYMITA WEALTH MANAGEMENT LLC
Firm CRD 342872 · CA · Reported as state-registered
Registration date: 2026-07-15
- SHARMA EVERYDAY FINANCE
Firm CRD 342877 · CA · Reported as state-registered
Registration date: 2026-08-12
- BEST OPTIONS FINANCIAL PLANNING
Firm CRD 342923 · CA · Reported as state-registered
Registration date: 2026-08-26
- ROYCE WEALTH MANAGEMENT LLC
Firm CRD 342935 · CA · Reported as state-registered
Registration date: 2026-08-26
- HEIGHTEN CAPITAL MANAGEMENT LLC
Firm CRD 342993 · CA · Reported as state-registered
Registration date: 2026-08-13
- VAN HAM WEALTH MANAGEMENT
Firm CRD 343057 · CA · Reported as state-registered
Registration date: 2026-07-24
- WHITTIER GREEN WEALTH MANAGEMENT LLC
Firm CRD 343079 · CA · Reported as state-registered
Registration date: 2026-07-16
- SCN CAPITAL
Firm CRD 343107 · CA · Reported as state-registered
Registration date: 2026-08-26
- KAIROS FAMILY WEALTH LLC
Firm CRD 343165 · CA · Reported as state-registered
Registration date: 2026-09-04
- DUNDEE CAPITAL MANAGEMENT LLC
Firm CRD 343169 · CA · Reported as state-registered
Registration date: 2026-08-26
- VIBRANCE WEALTH MANAGEMENT LLC
Firm CRD 343209 · CA · Reported as state-registered
Registration date: 2026-09-03
- CASTLE CAPITAL MANAGEMENT
Firm CRD 343211 · CA · Reported as state-registered
Registration date: 2026-08-26
- KANE CAPITAL ADVISORS LLC
Firm CRD 343226 · CA · Reported as state-registered
Registration date: 2026-08-10
- SEVEN STAGES WEALTH LLC
Firm CRD 343294 · CA · Reported as state-registered
Registration date: 2026-08-13
- PUENTE WEALTH
Firm CRD 343307 · CA · Reported as state-registered
Registration date: 2026-07-20
- COMPASS WEALTH PLANNING LLC
Firm CRD 343333 · CA · Reported as state-registered
Registration date: 2026-08-19
- GTC WEALTH SOLUTIONS, LLC
Firm CRD 343377 · CA · Reported as state-registered
Registration date: 2026-09-25
- ETU FINANCIAL
Firm CRD 343403 · CA · Reported as state-registered
Registration date: 2026-07-31
- LUCERNA CAPITAL MANAGEMENT LLC
Firm CRD 343408 · CA · Reported as state-registered
Registration date: 2026-08-14