State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- INTERLINC FINANCIAL ADVISORS, INC.
Firm CRD 290740 · TX · Reported as state-registered
Registration date: 2017-11-21
- TRAILHEAD PACIFIC, LLC
Firm CRD 290747 · CA · Reported as state-registered
Registration date: 2018-04-12
- MRM FINANCIAL ADVISORS, LLC
Firm CRD 290753 · TX · Reported as state-registered
Registration date: 2017-12-07
- PARKER PRESCOTT CAPITAL MANAGEMENT
Firm CRD 290862 · TX · Reported as state-registered
Registration date: 2018-01-02
- PORTSEA INVESTMENTS, INC.
Firm CRD 290898 · CA · Reported as state-registered
Registration date: 2018-01-03
- THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT, LLC
Firm CRD 290902 · TX · Reported as state-registered
Registration date: 2018-02-15
- TECHVIEW WEALTH ADVISORS LLC
Firm CRD 290930 · CA · Reported as state-registered
Registration date: 2018-02-07
- SILVEROAK INVESTMENTS, LLC
Firm CRD 290935 · CA · Reported as state-registered
Registration date: 2024-03-19
- 56 CAPITAL PARTNERS, LTD
Firm CRD 290938 · CA · Reported as state-registered
Registration date: 2022-06-21
- 56 CAPITAL PARTNERS, LTD
Firm CRD 290938 · TX · Reported as state-registered
Registration date: 2018-02-08
- LHA CAPITAL PARTNERS
Firm CRD 290980 · AZ · Reported as state-registered
Registration date: 2022-04-25
- LHA CAPITAL PARTNERS
Firm CRD 290980 · CA · Reported as state-registered
Registration date: 2020-03-13
- TOWNSEND FINANCIAL
Firm CRD 291000 · AZ · Reported as state-registered
Registration date: 2018-10-12
- TOWNSEND FINANCIAL
Firm CRD 291000 · CA · Reported as state-registered
Registration date: 2020-03-19
- BRIGGS FINANCIAL INC.
Firm CRD 291012 · CA · Reported as state-registered
Registration date: 2022-10-06
- BRIGGS FINANCIAL INC.
Firm CRD 291012 · WA · Reported as state-registered
Registration date: 2025-09-25
- INVESDID
Firm CRD 291031 · CA · Reported as state-registered
Registration date: 2018-02-16
- SCP STEWARD CAPITAL ADVISERS LLC
Firm CRD 291038 · TX · Reported as state-registered
Registration date: 2017-12-07
- JH KAUFMAN LLC
Firm CRD 291053 · CA · Reported as state-registered
Registration date: 2018-05-18
- MOSHER FINANCIAL ADVISORS LLC
Firm CRD 291088 · CA · Reported as state-registered
Registration date: 2018-02-06
- SABER AND SHIELD WEALTH MANAGEMENT, L.L.C
Firm CRD 291176 · TX · Reported as state-registered
Registration date: 2018-04-11
- HUDSON WEALTH MANAGEMENT, LLC
Firm CRD 291182 · TX · Reported as state-registered
Registration date: 2018-04-17
- CAPITAL PARTNERS WEALTH MANAGEMENT
Firm CRD 291260 · WA · Reported as state-registered
Registration date: 2018-01-17
- WMS FINANCIAL SERVICES
Firm CRD 291291 · CA · Reported as state-registered
Registration date: 2018-03-08
- PLW FINANCIAL
Firm CRD 291315 · TX · Reported as state-registered
Registration date: 2018-01-24