State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- BROMAN & GREIG ASSET MANAGEMENT, LLC
Firm CRD 130494 · CA · Reported as state-registered
Registration date: 2012-10-08
- SCINTO GROUP LLP
Firm CRD 130565 · CA · Reported as state-registered
Registration date: 2016-04-14
- GIRTON CAPITAL MANAGEMENT, INC.
Firm CRD 130573 · CA · Reported as state-registered
Registration date: 1998-04-28
- FINANCIAL PLANNING FOR GENERATIONS, INC.
Firm CRD 130582 · CA · Reported as state-registered
Registration date: 1999-11-10
- GUSTAFSON FINANCIAL SOLUTIONS
Firm CRD 130591 · CA · Reported as state-registered
Registration date: 2004-04-02
- GERRY DRANSFELDT RIA, INC
Firm CRD 130636 · CA · Reported as state-registered
Registration date: 1997-07-21
- BKB FINANCIAL ADVISORS, LLC
Firm CRD 130733 · CA · Reported as state-registered
Registration date: 2004-04-15
- SPORL & COMPANY
Firm CRD 130785 · CA · Reported as state-registered
Registration date: 2019-01-29
- HAMILTON INVESTMENT ADVISORS, LLC
Firm CRD 130806 · CA · Reported as state-registered
Registration date: 2005-06-09
- CAPITAL FINANCIAL MANAGEMENT
Firm CRD 130841 · CA · Reported as state-registered
Registration date: 2012-06-05
- PACIFIC WEALTH CARE INC.
Firm CRD 130856 · CA · Reported as state-registered
Registration date: 2000-10-24
- NORTHBROOK FINANCIAL GROUP, LLC
Firm CRD 130864 · CA · Reported as state-registered
Registration date: 1999-05-03
- EXCELSUS CAPITAL MANAGEMENT
Firm CRD 130886 · CA · Reported as state-registered
Registration date: 2004-05-25
- VALIDEA CAPITAL MANAGEMENT LLC
Firm CRD 130887 · CA · Reported as state-registered
Registration date: 2021-08-31
- FOCUSED FINANCES, LLC
Firm CRD 130911 · CA · Reported as state-registered
Registration date: 2004-08-31
- USA ASSET MANAGEMENT, LLC
Firm CRD 130946 · CA · Reported as state-registered
Registration date: 2017-01-18
- DUNLAP EQUITY MANAGEMENT, LLC.
Firm CRD 130996 · CA · Reported as state-registered
Registration date: 2012-09-12
- WINTERS & CO. ADVISORS, LLC
Firm CRD 130999 · CA · Reported as state-registered
Registration date: 2004-05-13
- INDEX GURUS, INC.
Firm CRD 131014 · CA · Reported as state-registered
Registration date: 2004-07-19
- BAINBRIDGE INVESTMENT ADVISORS LLC
Firm CRD 131040 · CA · Reported as state-registered
Registration date: 2004-05-12
- THE CORNISH GROUP LLC DBA CORNISH FINANCIAL SERVICES GROUP
Firm CRD 131112 · CA · Reported as state-registered
Registration date: 1989-07-27
- QUALITY ASSET MANAGEMENT, LLC
Firm CRD 131158 · CA · Reported as state-registered
Registration date: 2004-05-04
- YOUR MONEY COACH FINANCIAL SERVICES
Firm CRD 131172 · CA · Reported as state-registered
Registration date: 2004-05-11
- HFM ADVISORS
Firm CRD 131174 · CA · Reported as state-registered
Registration date: 1999-02-16
- PHINGERS AND TOZE INVESTMENTS, LLC
Firm CRD 131185 · CA · Reported as state-registered
Registration date: 1997-09-08