State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- HOLMAN WEALTH MANAGEMENT
Firm CRD 296591 · TX · Reported as state-registered
Registration date: 2018-04-30
- FINANCIAL CONSULTING PROFESSIONALS, LLC
Firm CRD 296627 · AZ · Reported as state-registered
Registration date: 2018-05-18
- ONE DAY WEALTH
Firm CRD 296786 · WA · Reported as state-registered
Registration date: 2018-08-22
- 3 PEAKS FINANCIAL
Firm CRD 296817 · AZ · Reported as state-registered
Registration date: 2022-05-27
- 3 PEAKS FINANCIAL
Firm CRD 296817 · WA · Reported as state-registered
Registration date: 2021-04-19
- GREEN VISTA ASSET MANAGEMENT LLC
Firm CRD 296855 · CA · Reported as state-registered
Registration date: 2023-09-11
- BASELINE INVESTMENTS, LLC
Firm CRD 296898 · CA · Reported as state-registered
Registration date: 2024-01-23
- REG DAVIS INVESTMENTS, LLC
Firm CRD 296924 · TX · Reported as state-registered
Registration date: 2018-09-06
- DOUBLE SPRINGS CAPITAL LLC
Firm CRD 296927 · CA · Reported as state-registered
Registration date: 2018-06-04
- PLACERA CAPITAL MANAGEMENT LLC
Firm CRD 296936 · CA · Reported as state-registered
Registration date: 2020-07-01
- TORRE FINANCIAL
Firm CRD 296961 · TX · Reported as state-registered
Registration date: 2018-06-18
- NEXT LEVEL WEALTH MANAGEMENT, LLC
Firm CRD 296982 · CA · Reported as state-registered
Registration date: 2018-06-25
- NXT:GEN FINANCIAL PLANNING
Firm CRD 296992 · TX · Reported as state-registered
Registration date: 2018-08-31
- STRATEGIC RETIREMENT PARTNERS, LLC
Firm CRD 297011 · WA · Reported as state-registered
Registration date: 2018-06-27
- GUPTA PARTNERSHIP
Firm CRD 297012 · CA · Reported as state-registered
Registration date: 2018-07-05
- FORTITUDE WEALTH MANAGEMENT L.L.C.
Firm CRD 297013 · CA · Reported as state-registered
Registration date: 2018-06-06
- CRAWFORD CAPITAL, LLC
Firm CRD 297020 · CA · Reported as state-registered
Registration date: 2018-11-14
- NORSTAR FINANCIAL OF PLANO, LLC
Firm CRD 297028 · TX · Reported as state-registered
Registration date: 2018-06-05
- TAN WEALTH MANAGEMENT
Firm CRD 297062 · CA · Reported as state-registered
Registration date: 2018-06-20
- BRAY FINANCIAL ADVISORS LLC
Firm CRD 297117 · CA · Reported as state-registered
Registration date: 2018-06-26
- ARCHER ROW ADVISORY
Firm CRD 297118 · CA · Reported as state-registered
Registration date: 2018-06-25
- GREAT LAKES BAY FINANCIAL
Firm CRD 297138 · TX · Reported as state-registered
Registration date: 2026-03-10
- REFRESH INVESTMENTS
Firm CRD 297146 · CA · Reported as state-registered
Registration date: 2018-07-02
- LIGHT CAPITAL MANAGEMENT LLC
Firm CRD 297161 · CA · Reported as state-registered
Registration date: 2018-07-13
- LIGHT CAPITAL MANAGEMENT LLC
Firm CRD 297161 · TX · Reported as state-registered
Registration date: 2021-04-23