State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- JHL INVESTMENT FIRM INC
Firm CRD 298362 · CA · Reported as state-registered
Registration date: 2018-08-30
- HATHAWAY FINANCIAL LLC
Firm CRD 298378 · CA · Reported as state-registered
Registration date: 2018-09-18
- NOBLE WEALTH PARTNERS
Firm CRD 298396 · AZ · Reported as state-registered
Registration date: 2022-06-15
- CATALANO FINANCIAL
Firm CRD 298405 · TX · Reported as state-registered
Registration date: 2018-09-28
- PI WEALTH PLAN LLC
Firm CRD 298421 · CA · Reported as state-registered
Registration date: 2018-10-04
- CONTRARIAN LABS INC.
Firm CRD 298427 · CA · Reported as state-registered
Registration date: 2018-09-11
- ALTRON CAPITAL MANAGEMENT
Firm CRD 298443 · CA · Reported as state-registered
Registration date: 2018-10-17
- TAG WEALTH ADVISORS
Firm CRD 298446 · TX · Reported as state-registered
Registration date: 2022-09-09
- FROM PLANNING TO LIVING LLC
Firm CRD 298471 · CA · Reported as state-registered
Registration date: 2018-09-04
- BRIDGER FINANCIAL SERVICES, LLC
Firm CRD 298563 · CA · Reported as state-registered
Registration date: 2018-09-19
- ALVARADO & ASSOCIATES, LLC
Firm CRD 298577 · AZ · Reported as state-registered
Registration date: 2023-02-01
- VIRTUE WEALTH COUNSEL, LLC
Firm CRD 298592 · AZ · Reported as state-registered
Registration date: 2023-11-29
- MSM FINANCIAL, LLC
Firm CRD 298606 · CA · Reported as state-registered
Registration date: 2022-05-23
- CHEVELON CAPITAL MANAGEMENT LLC
Firm CRD 298609 · AZ · Reported as state-registered
Registration date: 2020-06-10
- UPLEFT ASSET MANAGEMENT
Firm CRD 298637 · WA · Reported as state-registered
Registration date: 2018-11-13
- TRUFINANCIAL REGISTERED INVESTMENT ADVISORY SERVICES, INC
Firm CRD 298639 · CA · Reported as state-registered
Registration date: 2018-10-12
- WATA CAPITAL LLC
Firm CRD 298666 · CA · Reported as state-registered
Registration date: 2018-11-01
- ENVISION WEALTH PLANNING INC.
Firm CRD 298672 · TX · Reported as state-registered
Registration date: 2022-02-01
- RAJS FUNDS
Firm CRD 298713 · CA · Reported as state-registered
Registration date: 2020-04-07
- RIDGELINE ASSET MANAGEMENT, LLC
Firm CRD 298744 · TX · Reported as state-registered
Registration date: 2018-12-03
- PRATTES WEALTH PARTNERS
Firm CRD 298746 · CA · Reported as state-registered
Registration date: 2018-10-31
- IWMS LLC
Firm CRD 298758 · WA · Reported as state-registered
Registration date: 2018-10-30
- FIRM FOUNDATION WEALTH MANAGEMENT, LLC
Firm CRD 298761 · WA · Reported as state-registered
Registration date: 2018-12-11
- HEXEUM CAPITAL
Firm CRD 298791 · CA · Reported as state-registered
Registration date: 2018-10-23
- CATRS TEACHERS RETIREMENT SERVICES LLC
Firm CRD 298801 · CA · Reported as state-registered
Registration date: 2023-01-11