State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BIRCH ELLIOTT FINANCIAL, LLC
Firm CRD 300046 · WA · Reported as state-registered
Registration date: 2022-04-15
- MITZ WEALTH MANAGEMENT, LLC
Firm CRD 300052 · WA · Reported as state-registered
Registration date: 2019-02-28
- WEALTH-SOURCE FINANCIAL
Firm CRD 300055 · CA · Reported as state-registered
Registration date: 2019-04-15
- ABILITY FIRST
Firm CRD 300076 · AZ · Reported as state-registered
Registration date: 2019-01-10
- BRIGHTVIEW FINANCIAL SOLUTIONS
Firm CRD 300080 · CA · Reported as state-registered
Registration date: 2019-01-16
- SODIUM ADVISORS INC.
Firm CRD 300087 · CA · Reported as state-registered
Registration date: 2019-03-04
- PVB WEALTH MANAGEMENT, LLC
Firm CRD 300092 · CA · Reported as state-registered
Registration date: 2019-01-28
- PVB WEALTH MANAGEMENT, LLC
Firm CRD 300092 · TX · Reported as state-registered
Registration date: 2019-02-07
- SIMPLICITY WEALTH MANAGEMENT
Firm CRD 300112 · CA · Reported as state-registered
Registration date: 2021-11-30
- SIMPLICITY WEALTH MANAGEMENT
Firm CRD 300112 · WA · Reported as state-registered
Registration date: 2023-07-19
- ONUS FINANCIAL LLC
Firm CRD 300120 · TX · Reported as state-registered
Registration date: 2019-03-22
- MB BLUE GP LLC
Firm CRD 300176 · CA · Reported as state-registered
Registration date: 2019-02-21
- MONEY TRUTH STRATEGIC PLANNING
Firm CRD 300191 · CA · Reported as state-registered
Registration date: 2019-07-08
- STAG ROCK LLC
Firm CRD 300202 · WA · Reported as state-registered
Registration date: 2021-03-30
- LSL FINANCIAL SERVICES, LLC
Firm CRD 300221 · CA · Reported as state-registered
Registration date: 2019-03-21
- BRAZIEL & ASSOCIATES, LLC
Firm CRD 300233 · CA · Reported as state-registered
Registration date: 2019-03-07
- HIGHPOINTE WEALTH
Firm CRD 300247 · CA · Reported as state-registered
Registration date: 2019-02-08
- OLYMPIA WEALTH MANAGEMENT
Firm CRD 300261 · CA · Reported as state-registered
Registration date: 2019-03-28
- PRESIDIO FINANCIAL, LLC
Firm CRD 300270 · TX · Reported as state-registered
Registration date: 2019-02-25
- ATTLEE CAPITAL LLC
Firm CRD 300272 · CA · Reported as state-registered
Registration date: 2019-02-06
- PLANB TAX & WEALTH ADVISORS LLC
Firm CRD 300278 · TX · Reported as state-registered
Registration date: 2019-08-02
- DARBY WEALTH PLANNING LLC
Firm CRD 300291 · CA · Reported as state-registered
Registration date: 2019-03-21
- AMBASTHA FINANCIAL LLC
Firm CRD 300294 · CA · Reported as state-registered
Registration date: 2019-03-28
- ORCHARD FINANCIAL
Firm CRD 300320 · TX · Reported as state-registered
Registration date: 2019-02-12
- THIRD GENERATION CAPITAL MANAGEMENT
Firm CRD 300367 · TX · Reported as state-registered
Registration date: 2019-05-29