State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SERENE WEALTH PLANNING, LLC
Firm CRD 304903 · WA · Reported as state-registered
Registration date: 2019-09-26
- ANEUVIA CAPITAL
Firm CRD 304904 · CA · Reported as state-registered
Registration date: 2020-01-02
- MATHEWS CAPITAL MANAGEMENT
Firm CRD 304909 · CA · Reported as state-registered
Registration date: 2019-09-27
- ARENA ADVISORS LLC
Firm CRD 304955 · CA · Reported as state-registered
Registration date: 2026-01-01
- GUARDIAN FINANCIAL WEALTH MANAGEMENT INC.
Firm CRD 304958 · AZ · Reported as state-registered
Registration date: 2019-08-14
- ROYAL ROAD WEALTH PARTNERS, LLC
Firm CRD 304973 · TX · Reported as state-registered
Registration date: 2019-10-17
- BALANCED INVESTMENT ADVISORS, LLC
Firm CRD 304976 · TX · Reported as state-registered
Registration date: 2020-02-04
- AEGIS ASSET MANAGEMENT, INC.
Firm CRD 305008 · CA · Reported as state-registered
Registration date: 2019-10-04
- EDGEHELM FINANCIAL
Firm CRD 305015 · CA · Reported as state-registered
Registration date: 2023-06-26
- WHOLE FAMILY FINANCIAL SERVICES, INC.
Firm CRD 305027 · WA · Reported as state-registered
Registration date: 2019-09-18
- BILLFOLD BUDGET COUNSELING
Firm CRD 305073 · CA · Reported as state-registered
Registration date: 2019-09-11
- SUNRISE PLANNING & ADVISORY LLC
Firm CRD 305095 · WA · Reported as state-registered
Registration date: 2020-01-24
- AFZALI INVESTMENTS, LLC
Firm CRD 305104 · CA · Reported as state-registered
Registration date: 2019-09-12
- JOSHI CAPITAL MANAGEMENT, LLC
Firm CRD 305116 · CA · Reported as state-registered
Registration date: 2022-04-15
- JOSHI CAPITAL MANAGEMENT, LLC
Firm CRD 305116 · TX · Reported as state-registered
Registration date: 2022-04-13
- FINANCIAL CORNERSTONES, LLC
Firm CRD 305120 · TX · Reported as state-registered
Registration date: 2020-04-21
- ALDABRA CAPITAL MANAGEMENT
Firm CRD 305141 · CA · Reported as state-registered
Registration date: 2020-01-27
- VIEWPOINT ADVISORY, LLC
Firm CRD 305164 · WA · Reported as state-registered
Registration date: 2020-03-27
- COLSARA NATIONAL WEALTH MANAGEMENT LLC
Firm CRD 305167 · CA · Reported as state-registered
Registration date: 2020-02-06
- OLD VINE CAPITAL
Firm CRD 305172 · CA · Reported as state-registered
Registration date: 2019-11-07
- OLD VINE CAPITAL
Firm CRD 305172 · TX · Reported as state-registered
Registration date: 2020-04-29
- GRANITE WEALTH ADVISORS
Firm CRD 305179 · CA · Reported as state-registered
Registration date: 2020-01-03
- HERRINGTON WEALTH MANAGEMENT CORPORATION
Firm CRD 305202 · TX · Reported as state-registered
Registration date: 2019-09-03
- RRA WEALTH, LLC
Firm CRD 305212 · AZ · Reported as state-registered
Registration date: 2024-03-11
- QUIVER FINANCIAL HOLDINGS LLC
Firm CRD 305224 · CA · Reported as state-registered
Registration date: 2020-03-30