State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- PLUTO WEALTH MANAGEMENT
Firm CRD 307295 · AZ · Reported as state-registered
Registration date: 2020-01-31
- OZ WEALTH MANAGEMENT LLC
Firm CRD 307303 · CA · Reported as state-registered
Registration date: 2020-02-25
- MERTZ CAPITAL
Firm CRD 307305 · CA · Reported as state-registered
Registration date: 2020-04-01
- RED HAVEN ADVISORS, LLC
Firm CRD 307311 · WA · Reported as state-registered
Registration date: 2020-05-19
- LAUNCH FINANCIAL PLANNING
Firm CRD 307327 · CA · Reported as state-registered
Registration date: 2023-11-09
- JW GOLDEN GATE INVESTMENT, LLC
Firm CRD 307330 · CA · Reported as state-registered
Registration date: 2020-04-14
- SOESBE FINANCIAL
Firm CRD 307384 · CA · Reported as state-registered
Registration date: 2020-02-28
- ALPHA RISING ADVISORS LLC
Firm CRD 307413 · CA · Reported as state-registered
Registration date: 2020-06-30
- PARADOX INVESTMENT PARTNERS LLC
Firm CRD 307439 · CA · Reported as state-registered
Registration date: 2020-03-12
- BECKETT COLLECTIVE
Firm CRD 307455 · AZ · Reported as state-registered
Registration date: 2020-03-05
- SCARECROW ADVISORS, LLC
Firm CRD 307469 · CA · Reported as state-registered
Registration date: 2021-02-24
- SCARECROW ADVISORS, LLC
Firm CRD 307469 · TX · Reported as state-registered
Registration date: 2021-10-08
- SAGE PATH SOLUTIONS
Firm CRD 307479 · CA · Reported as state-registered
Registration date: 2020-03-05
- SAGE PATH SOLUTIONS
Firm CRD 307479 · TX · Reported as state-registered
Registration date: 2020-03-17
- HARMONEY WEALTH, PLLC
Firm CRD 307483 · AZ · Reported as state-registered
Registration date: 2020-02-26
- ARC ADVISERS LLC
Firm CRD 307497 · CA · Reported as state-registered
Registration date: 2025-01-02
- KEITH MCBRIDE FINANCIAL SERVICES INC.
Firm CRD 307499 · CA · Reported as state-registered
Registration date: 2020-03-10
- KEITH MCBRIDE FINANCIAL SERVICES INC.
Firm CRD 307499 · WA · Reported as state-registered
Registration date: 2020-07-16
- VENDOME CAPITAL MANAGEMENT LLC
Firm CRD 307514 · CA · Reported as state-registered
Registration date: 2020-11-03
- 369 FINANCIAL LLC
Firm CRD 307530 · AZ · Reported as state-registered
Registration date: 2025-04-07
- 369 FINANCIAL LLC
Firm CRD 307530 · CA · Reported as state-registered
Registration date: 2026-08-05
- BRIGHTWAY WEALTH PLANNING
Firm CRD 307536 · CA · Reported as state-registered
Registration date: 2020-02-21
- SPRING DELTA ASSET MANAGEMENT, LLC
Firm CRD 307539 · TX · Reported as state-registered
Registration date: 2020-08-10
- GLADIATOR CAPITAL MANAGEMENT
Firm CRD 307616 · TX · Reported as state-registered
Registration date: 2023-01-30
- WEALTH CAIRN, LLC
Firm CRD 307622 · CA · Reported as state-registered
Registration date: 2020-04-30