State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- RJR FINANCIAL SERVICES
Firm CRD 133700 · CA · Reported as state-registered
Registration date: 2019-01-23
- FARAH PRIVATE WEALTH MANAGEMENT, INC
Firm CRD 133776 · CA · Reported as state-registered
Registration date: 2012-07-12
- GLOBAL INVESTMENT SOLUTIONS, LLC
Firm CRD 133850 · CA · Reported as state-registered
Registration date: 1997-07-01
- THOMAS C. KLEIN AND COMPANY, LLC
Firm CRD 133854 · CA · Reported as state-registered
Registration date: 2002-08-02
- AMIN KHAKIANI
Firm CRD 133940 · CA · Reported as state-registered
Registration date: 2005-03-11
- MICHAEL GARBER FINANCIAL PLANNING
Firm CRD 133943 · CA · Reported as state-registered
Registration date: 2005-03-17
- INTEGRATED FINANCIAL STRATEGIES, INC.
Firm CRD 133948 · CA · Reported as state-registered
Registration date: 2005-07-11
- CYPRESS PATH CAPITAL, LLC
Firm CRD 133975 · CA · Reported as state-registered
Registration date: 2012-04-24
- PRIME SOURCE ENTERPRISES, INC
Firm CRD 133981 · CA · Reported as state-registered
Registration date: 1997-01-01
- ETZLER FINANCIAL ADVISORS, LLC
Firm CRD 134022 · CA · Reported as state-registered
Registration date: 2005-04-15
- STEVEN WILLIAM SHERMAN
Firm CRD 134043 · CA · Reported as state-registered
Registration date: 2012-04-04
- BUTLER FINANCIAL SERVICES, LTD.
Firm CRD 134049 · CA · Reported as state-registered
Registration date: 1992-02-06
- LUSSENHEIDE CAPITAL MANAGEMENT, INC
Firm CRD 134053 · CA · Reported as state-registered
Registration date: 2017-02-10
- HARRIS & ASSOCIATES
Firm CRD 134066 · CA · Reported as state-registered
Registration date: 1997-10-31
- DOLL CAPITAL ADVISORS INCORPORATED
Firm CRD 134089 · CA · Reported as state-registered
Registration date: 1996-03-05
- KILZER WEALTH MANAGEMENT
Firm CRD 134100 · CA · Reported as state-registered
Registration date: 1986-09-30
- ARDENT CAPITAL
Firm CRD 134105 · CA · Reported as state-registered
Registration date: 2005-04-13
- ROACH INVESTMENT SERVICES
Firm CRD 134128 · CA · Reported as state-registered
Registration date: 2018-02-01
- FLEMING FINANCIAL ADVISING
Firm CRD 134146 · CA · Reported as state-registered
Registration date: 2000-01-31
- D. MATTERSDORFF LLC
Firm CRD 134150 · CA · Reported as state-registered
Registration date: 1999-02-04
- BRINKER ASSET MANAGEMENT
Firm CRD 134164 · CA · Reported as state-registered
Registration date: 2005-06-10
- LAJALA & ASSOCIATES
Firm CRD 134215 · CA · Reported as state-registered
Registration date: 1994-02-18
- BRICKS & MORTAR CAPITAL
Firm CRD 134230 · CA · Reported as state-registered
Registration date: 2002-05-09
- HUSAMI & ASSOCIATES
Firm CRD 134240 · CA · Reported as state-registered
Registration date: 1998-03-26
- SCOTT ANDERSON FINANCIAL, INC.
Firm CRD 134243 · CA · Reported as state-registered
Registration date: 2005-05-09