State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
674 published state registrations on 674 distinct firm CRDs.
- HARMONEY WEALTH, PLLC
Firm CRD 307483 · AZ · Reported as state-registered
Registration date: 2020-02-26
- 369 FINANCIAL LLC
Firm CRD 307530 · AZ · Reported as state-registered
Registration date: 2025-04-07
- GRANITE CAPITAL WEALTH MANAGEMENT LLC
Firm CRD 307670 · AZ · Reported as state-registered
Registration date: 2022-11-03
- CHRIS HAYS WEALTH MANAGEMENT LLC
Firm CRD 307786 · AZ · Reported as state-registered
Registration date: 2020-03-26
- FIRSTLINE FINANCIAL LLC
Firm CRD 308056 · AZ · Reported as state-registered
Registration date: 2020-06-09
- SBC INVESTMENT MANAGEMENT, LLC
Firm CRD 308391 · AZ · Reported as state-registered
Registration date: 2020-04-21
- CANON ASSET MANAGEMENT ADVISORY, LLC
Firm CRD 308833 · AZ · Reported as state-registered
Registration date: 2020-05-07
- AZ LEGACY WEALTH LLC
Firm CRD 308906 · AZ · Reported as state-registered
Registration date: 2020-06-05
- RISING SUN INVESTMENT ADVISERS
Firm CRD 309222 · AZ · Reported as state-registered
Registration date: 2020-06-15
- RISE PRIVATE WEALTH ADVISORS
Firm CRD 309356 · AZ · Reported as state-registered
Registration date: 2020-05-28
- NABERS WEALTH LLC
Firm CRD 309846 · AZ · Reported as state-registered
Registration date: 2025-05-01
- SWISS AMERICAN ASSET MANAGEMENT
Firm CRD 309852 · AZ · Reported as state-registered
Registration date: 2020-09-30
- UNIQUE INVESTMENT ADVISORS, LLC
Firm CRD 310170 · AZ · Reported as state-registered
Registration date: 2020-09-01
- MASTERS TAX AND FINANCIAL PLANNING LLC
Firm CRD 310261 · AZ · Reported as state-registered
Registration date: 2024-11-20
- VIECHNICKI WEALTH MGMT, LLC
Firm CRD 310385 · AZ · Reported as state-registered
Registration date: 2020-11-23
- SHEALY WEALTH ADVISORY LLC
Firm CRD 310488 · AZ · Reported as state-registered
Registration date: 2021-03-10
- HOSKIN CAPITAL
Firm CRD 310527 · AZ · Reported as state-registered
Registration date: 2022-02-03
- IMAGINE FINANCIAL SERVICES
Firm CRD 310560 · AZ · Reported as state-registered
Registration date: 2023-06-28
- SG WEALTH MANAGERS LLC
Firm CRD 310597 · AZ · Reported as state-registered
Registration date: 2020-11-19
- POCKET PROJECT
Firm CRD 310651 · AZ · Reported as state-registered
Registration date: 2020-09-23
- WINGED WEALTH MANAGEMENT AND FINANCIAL PLANNING
Firm CRD 310668 · AZ · Reported as state-registered
Registration date: 2024-11-19
- VALHALLA ADVISORS LLC
Firm CRD 310811 · AZ · Reported as state-registered
Registration date: 2020-10-21
- WILBERT GUILFORD, CFP, PLLC
Firm CRD 310846 · AZ · Reported as state-registered
Registration date: 2020-11-05
- EXOS WEALTH STRATEGIES, LLC
Firm CRD 310869 · AZ · Reported as state-registered
Registration date: 2023-10-13
- TRIUMPH PRIVATE WEALTH
Firm CRD 311199 · AZ · Reported as state-registered
Registration date: 2022-08-17