State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- COTTINGHAM MANAGEMENT COMPANY, LLC
Firm CRD 134276 · CA · Reported as state-registered
Registration date: 2001-05-11
- MARSHA LEE & COMPANY,INC.
Firm CRD 134286 · CA · Reported as state-registered
Registration date: 1994-01-01
- RAMSDELL CAPITAL MANAGEMENT, LLC
Firm CRD 134297 · CA · Reported as state-registered
Registration date: 1999-11-30
- ABBOTT CAPITAL MANAGEMENT CORP.
Firm CRD 134334 · CA · Reported as state-registered
Registration date: 2005-08-10
- RICHARD N. SIROTT ACCOUNTANCY CORPORATION
Firm CRD 134360 · CA · Reported as state-registered
Registration date: 1997-01-01
- FARRELL FINANCIAL, INC.
Firm CRD 134388 · CA · Reported as state-registered
Registration date: 2001-03-12
- EE FUND MANAGEMENT, LLC
Firm CRD 134401 · CA · Reported as state-registered
Registration date: 2004-09-03
- SEASONAL STRATEGY
Firm CRD 134456 · CA · Reported as state-registered
Registration date: 2011-10-04
- BOLLINGER CAPITAL MANAGEMENT, INC.
Firm CRD 134458 · CA · Reported as state-registered
Registration date: 1988-10-14
- SOUTHLAND INVESTMENTS
Firm CRD 134478 · CA · Reported as state-registered
Registration date: 1993-02-18
- NI ADVISORS
Firm CRD 134502 · CA · Reported as state-registered
Registration date: 2012-05-23
- WINDY HILL VENTURES, INC.
Firm CRD 134504 · CA · Reported as state-registered
Registration date: 1996-11-18
- MONEYWELL
Firm CRD 134514 · CA · Reported as state-registered
Registration date: 1998-11-30
- OCEAN PARK CAPITAL MANAGEMENT, LLC
Firm CRD 134517 · CA · Reported as state-registered
Registration date: 1998-06-15
- LONGBOARD CAPITAL ADVISORS, LLC
Firm CRD 134550 · CA · Reported as state-registered
Registration date: 2006-02-10
- PARADIGM ASSET MANAGEMENT,INC.
Firm CRD 134587 · CA · Reported as state-registered
Registration date: 1994-10-31
- BENEDETTI FINANCIAL, INC.
Firm CRD 134598 · CA · Reported as state-registered
Registration date: 2001-08-27
- TORREY CAPITAL INVESTMENTS
Firm CRD 134599 · CA · Reported as state-registered
Registration date: 2005-05-23
- LARSON, ORLAN BLAINE
Firm CRD 134604 · CA · Reported as state-registered
Registration date: 2001-09-04
- KARAFILIS INVESTMENTS CORPORATION
Firm CRD 134622 · CA · Reported as state-registered
Registration date: 2006-07-27
- H H FINANCIAL CONSULTANTS
Firm CRD 134630 · CA · Reported as state-registered
Registration date: 2017-01-27
- RETIREMENT PLANNERS
Firm CRD 134656 · CA · Reported as state-registered
Registration date: 2005-06-15
- GEMMER, ROBERT ARDEN
Firm CRD 134695 · CA · Reported as state-registered
Registration date: 1995-09-27
- SITKA PACIFIC CAPITAL MANAGEMENT, LLC
Firm CRD 134699 · CA · Reported as state-registered
Registration date: 2015-04-10
- RG CAPITAL MANAGEMENT, LLC
Firm CRD 134729 · CA · Reported as state-registered
Registration date: 2020-09-25