State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- TIGER MOUNTAIN CAPITAL
Firm CRD 314404 · WA · Reported as state-registered
Registration date: 2021-09-08
- THRIVE PORTFOLIOS
Firm CRD 314414 · CA · Reported as state-registered
Registration date: 2021-06-15
- WEALTHPORTRAIT FINANCIAL, LLC
Firm CRD 314459 · TX · Reported as state-registered
Registration date: 2021-06-24
- EMPOWERMENT FINANCIAL ADVISORS LLC
Firm CRD 314497 · TX · Reported as state-registered
Registration date: 2021-04-28
- BALANCED CAPITAL
Firm CRD 314531 · WA · Reported as state-registered
Registration date: 2025-01-17
- KIRWIN FINANCIAL LLC
Firm CRD 314561 · WA · Reported as state-registered
Registration date: 2021-07-06
- INGEN STRATEGIES, LLC
Firm CRD 314588 · CA · Reported as state-registered
Registration date: 2021-12-07
- COLLINS WEALTH MANAGEMENT
Firm CRD 314610 · TX · Reported as state-registered
Registration date: 2021-06-04
- LADEWIG INVESTMENT MANAGEMENT, LLC
Firm CRD 314620 · TX · Reported as state-registered
Registration date: 2021-05-28
- ABACUS FINANCIAL PLANNING
Firm CRD 314646 · WA · Reported as state-registered
Registration date: 2021-06-11
- OCEANUS RESEARCH LLC
Firm CRD 314649 · TX · Reported as state-registered
Registration date: 2024-09-27
- PROMETHEUS FINANCIAL ADVISORS, LLC
Firm CRD 314653 · CA · Reported as state-registered
Registration date: 2023-02-17
- PK QUANTITATIVE INVESTING, LLC
Firm CRD 314655 · AZ · Reported as state-registered
Registration date: 2021-06-15
- MAURA MADDEN FINANCIAL PLANNING
Firm CRD 314657 · WA · Reported as state-registered
Registration date: 2021-07-26
- MI4 CAPITAL, LLC
Firm CRD 314658 · CA · Reported as state-registered
Registration date: 2025-03-10
- BOULEVARD INVESTMENT MANAGEMENT LLC
Firm CRD 314665 · CA · Reported as state-registered
Registration date: 2021-07-21
- EVENING STAR ADVISORS
Firm CRD 314669 · TX · Reported as state-registered
Registration date: 2021-12-03
- BMCM FINANCE
Firm CRD 314711 · CA · Reported as state-registered
Registration date: 2021-10-07
- OSGOOD CAPITAL MANAGEMENT, INC.
Firm CRD 314713 · TX · Reported as state-registered
Registration date: 2021-08-03
- EAST VALLEY WEALTH LLC
Firm CRD 314715 · AZ · Reported as state-registered
Registration date: 2021-06-18
- BLUEWATER WEALTH MANAGEMENT, LLC
Firm CRD 314725 · CA · Reported as state-registered
Registration date: 2021-06-14
- BLUE ARIS
Firm CRD 314727 · TX · Reported as state-registered
Registration date: 2021-07-15
- LUSKIN FINANCIAL PLANNING
Firm CRD 314744 · CA · Reported as state-registered
Registration date: 2021-07-12
- LUSKIN FINANCIAL PLANNING
Firm CRD 314744 · TX · Reported as state-registered
Registration date: 2022-01-03
- LUSKIN FINANCIAL PLANNING
Firm CRD 314744 · WA · Reported as state-registered
Registration date: 2022-05-06