State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
674 published state registrations on 674 distinct firm CRDs.
- SONMORE FINANCIAL LLC
Firm CRD 311485 · AZ · Reported as state-registered
Registration date: 2021-01-01
- KINGSLY CAPITAL, LLC
Firm CRD 311796 · AZ · Reported as state-registered
Registration date: 2020-12-22
- 77 FINANCIAL GROUP
Firm CRD 312367 · AZ · Reported as state-registered
Registration date: 2021-02-03
- ECHELON PRIVATE WEALTH LLC
Firm CRD 312446 · AZ · Reported as state-registered
Registration date: 2021-02-10
- ARCADIA WEALTH LLC
Firm CRD 312464 · AZ · Reported as state-registered
Registration date: 2021-03-17
- SIMPLIFIED WEALTH MANAGEMENT, LLC
Firm CRD 312513 · AZ · Reported as state-registered
Registration date: 2021-06-16
- VAIL FINANCIAL ADVISORS
Firm CRD 312568 · AZ · Reported as state-registered
Registration date: 2021-02-26
- SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C.
Firm CRD 312822 · AZ · Reported as state-registered
Registration date: 2021-03-23
- SUNSTONE FINANCIAL
Firm CRD 312894 · AZ · Reported as state-registered
Registration date: 2021-04-16
- TIEBREAK ASSET MANAGEMENT, LLC
Firm CRD 313097 · AZ · Reported as state-registered
Registration date: 2021-10-12
- TARASCIO FINANCIAL PLANNING, LLC
Firm CRD 313228 · AZ · Reported as state-registered
Registration date: 2022-02-03
- THE BOTTOM LINE WEALTH MANAGEMENT LTD.
Firm CRD 313232 · AZ · Reported as state-registered
Registration date: 2021-07-12
- MOMENTUM FINANCIAL AND INSURANCE SERVICES LLC
Firm CRD 313233 · AZ · Reported as state-registered
Registration date: 2025-09-24
- AXIOM FOUNDERS FAMILY OFFICE
Firm CRD 313318 · AZ · Reported as state-registered
Registration date: 2021-05-28
- COPPER SQUARE PRIVATE WEALTH, LLC
Firm CRD 313349 · AZ · Reported as state-registered
Registration date: 2021-04-13
- MOUNT FINANCIAL FREEDOM
Firm CRD 313406 · AZ · Reported as state-registered
Registration date: 2021-03-29
- KOLO CAPITAL
Firm CRD 313683 · AZ · Reported as state-registered
Registration date: 2021-08-23
- GREATER GOOD FINANCIAL
Firm CRD 313918 · AZ · Reported as state-registered
Registration date: 2021-10-22
- 1823 WEALTH MANAGEMENT LLC
Firm CRD 314022 · AZ · Reported as state-registered
Registration date: 2021-05-28
- TUSHAUS WEALTH MANAGEMENT
Firm CRD 314067 · AZ · Reported as state-registered
Registration date: 2021-05-10
- ARETE FINANCIAL SOLUTIONS, LLC
Firm CRD 314310 · AZ · Reported as state-registered
Registration date: 2021-06-16
- PK QUANTITATIVE INVESTING, LLC
Firm CRD 314655 · AZ · Reported as state-registered
Registration date: 2021-06-15
- EAST VALLEY WEALTH LLC
Firm CRD 314715 · AZ · Reported as state-registered
Registration date: 2021-06-18
- SIDDIQUI INVESTMENTS
Firm CRD 314831 · AZ · Reported as state-registered
Registration date: 2021-06-09
- SUNLIGHT PEAKS FINANCIAL PARTNERS, LLC
Firm CRD 315251 · AZ · Reported as state-registered
Registration date: 2023-06-30