State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- SUSAN CARLISLE
Firm CRD 134752 · CA · Reported as state-registered
Registration date: 2000-03-10
- FINANCIAL PLANNING SOLUTIONS, INC.
Firm CRD 134760 · CA · Reported as state-registered
Registration date: 1995-09-13
- POSITIVE DELTA ASSET MANAGEMENT LLC
Firm CRD 134775 · CA · Reported as state-registered
Registration date: 2012-06-13
- MCMAHON CAPITAL MANAGEMENT
Firm CRD 134785 · CA · Reported as state-registered
Registration date: 1998-04-09
- INVESTED INTERESTS, LLC
Firm CRD 134836 · CA · Reported as state-registered
Registration date: 2016-04-20
- MCFARLANE INVESTMENT ADVISORY SERVICES INC.
Firm CRD 134839 · CA · Reported as state-registered
Registration date: 1995-02-06
- RUSSELL DOE FINANCIAL SERVICES
Firm CRD 134840 · CA · Reported as state-registered
Registration date: 1994-07-22
- BRIGHTON ADVISORY GROUP
Firm CRD 134844 · CA · Reported as state-registered
Registration date: 2017-01-11
- PEAK INVESTMENT SOLUTIONS, LLC
Firm CRD 134846 · CA · Reported as state-registered
Registration date: 2012-06-25
- VON ADELUNG WEALTH MANAGEMENT
Firm CRD 134849 · CA · Reported as state-registered
Registration date: 2005-06-21
- BARRY F.T. BOLKER
Firm CRD 134853 · CA · Reported as state-registered
Registration date: 2004-07-01
- MOORE, RONALD KEITH
Firm CRD 134964 · CA · Reported as state-registered
Registration date: 1993-08-24
- CASTLE GROUP INVESTMENT COUNSEL, INC.
Firm CRD 134992 · CA · Reported as state-registered
Registration date: 2002-02-20
- SVL INVESTMENT MANAGEMENT
Firm CRD 135098 · CA · Reported as state-registered
Registration date: 2012-04-30
- INTELLIGENT INVESTING
Firm CRD 135120 · CA · Reported as state-registered
Registration date: 1995-03-02
- CARROLL & COMPANY CAPITAL MANAGEMENT
Firm CRD 135185 · CA · Reported as state-registered
Registration date: 1990-06-01
- THOMAS SEAMAN COMPANY
Firm CRD 135245 · CA · Reported as state-registered
Registration date: 2017-04-18
- CONTINUUM GLOBAL ASSET MANAGEMENT, LLC
Firm CRD 135248 · CA · Reported as state-registered
Registration date: 2012-03-27
- THE HOLLAND GROUP, INC.
Firm CRD 135294 · CA · Reported as state-registered
Registration date: 2005-09-01
- SURETY INVESTMENT SERVICES
Firm CRD 135295 · CA · Reported as state-registered
Registration date: 1997-02-26
- QUALIFIED PLAN ADVISORY, LLC
Firm CRD 135324 · CA · Reported as state-registered
Registration date: 2012-02-14
- MONEYPRO WEALTH MANAGEMENT, LLC
Firm CRD 135340 · CA · Reported as state-registered
Registration date: 1995-08-08
- TRI-QUEST INVESTMENT ADVISORS
Firm CRD 135364 · CA · Reported as state-registered
Registration date: 2005-07-21
- YOUNG FINANCIAL & INSURANCE SERVICES
Firm CRD 135388 · CA · Reported as state-registered
Registration date: 1998-05-06
- AUXI ASSET MANAGEMENT, LLC
Firm CRD 135421 · CA · Reported as state-registered
Registration date: 2006-01-01