State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
600 published state registrations on 600 distinct firm CRDs.
- TKG FINANCIAL LLC
Firm CRD 317814 · WA · Reported as state-registered
Registration date: 2021-12-09
- MINDSTATE CAPITAL LLC
Firm CRD 318068 · WA · Reported as state-registered
Registration date: 2023-01-19
- CROSSROADS ADVISOR NETWORK LLC
Firm CRD 318072 · WA · Reported as state-registered
Registration date: 2023-07-18
- CEG LIFE FINANCIAL SERVICES
Firm CRD 318216 · WA · Reported as state-registered
Registration date: 2022-01-31
- BLUE RIDGE INVESTMENTS LLC
Firm CRD 318314 · WA · Reported as state-registered
Registration date: 2023-03-07
- DIOGENES FINANCIAL LLC
Firm CRD 318576 · WA · Reported as state-registered
Registration date: 2022-05-18
- FINN WEALTH MANAGEMENT LLC
Firm CRD 318774 · WA · Reported as state-registered
Registration date: 2022-05-06
- PENNY LANE WEALTH MANAGEMENT, LLC
Firm CRD 318918 · WA · Reported as state-registered
Registration date: 2022-03-04
- NEOKAI CAPITAL
Firm CRD 319006 · WA · Reported as state-registered
Registration date: 2026-01-02
- FIRST MAIN CAPITAL
Firm CRD 319246 · WA · Reported as state-registered
Registration date: 2022-07-13
- FIVE CEDARS
Firm CRD 319384 · WA · Reported as state-registered
Registration date: 2022-06-08
- COMPTON FINANCIAL GROUP, LLC
Firm CRD 319442 · WA · Reported as state-registered
Registration date: 2022-09-06
- TWM WEALTH MANAGEMENT CORP
Firm CRD 321103 · WA · Reported as state-registered
Registration date: 2025-05-29
- GREEN OCEAN GLOBAL ADVISORS LLC
Firm CRD 321145 · WA · Reported as state-registered
Registration date: 2024-02-26
- ALBATROX CAPITAL
Firm CRD 321148 · WA · Reported as state-registered
Registration date: 2024-03-01
- RIDINGER WEALTH MANAGEMENT, LLC
Firm CRD 321166 · WA · Reported as state-registered
Registration date: 2022-08-29
- SCALED FINANCE LLC
Firm CRD 321728 · WA · Reported as state-registered
Registration date: 2022-08-10
- 1B - INBUNDANCE WEALTH MANAGEMENT
Firm CRD 321967 · WA · Reported as state-registered
Registration date: 2024-09-19
- IAFF-FC ADVISORS LLC
Firm CRD 322040 · WA · Reported as state-registered
Registration date: 2025-01-02
- BRAVA FINANCIAL
Firm CRD 322054 · WA · Reported as state-registered
Registration date: 2024-08-16
- ELDON REESE ADVISORY GROUP
Firm CRD 322069 · WA · Reported as state-registered
Registration date: 2023-02-09
- RUBY PEBBLE FINANCIAL PLANNING LLC
Firm CRD 322267 · WA · Reported as state-registered
Registration date: 2022-10-12
- AKSUM WEALTH, LLC
Firm CRD 322316 · WA · Reported as state-registered
Registration date: 2022-08-29
- WYOMING SYSTEMS GROUP OF BUSINESSES
Firm CRD 322387 · WA · Reported as state-registered
Registration date: 2023-07-26
- STRIDE FINANCIAL PLANNING
Firm CRD 322401 · WA · Reported as state-registered
Registration date: 2022-09-07