State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SCOUT ASSET MANAGEMENT
Firm CRD 316969 · WA · Reported as state-registered
Registration date: 2022-04-20
- DOLLAR SIGN VENTURES LLC
Firm CRD 316986 · CA · Reported as state-registered
Registration date: 2022-01-14
- HONOR FAMILY OFFICE, LLC
Firm CRD 317000 · CA · Reported as state-registered
Registration date: 2021-11-09
- BAROLDI WOOD MANCE FINANCIAL ADVISORS, LLC
Firm CRD 317002 · CA · Reported as state-registered
Registration date: 2022-04-19
- ALGOTECH FINANCIAL LLC
Firm CRD 317020 · TX · Reported as state-registered
Registration date: 2023-04-26
- SWELL FINANCIAL
Firm CRD 317029 · CA · Reported as state-registered
Registration date: 2021-11-22
- KPC FINANCIAL SOLUTIONS, LLC
Firm CRD 317107 · TX · Reported as state-registered
Registration date: 2021-10-23
- LEFT COAST INVESTMENT STRATEGIES LLC
Firm CRD 317112 · WA · Reported as state-registered
Registration date: 2021-12-01
- AUGUSTUS WEALTH, LLC
Firm CRD 317189 · CA · Reported as state-registered
Registration date: 2022-06-08
- BRIDGE TO WEALTH LLC
Firm CRD 317202 · TX · Reported as state-registered
Registration date: 2022-01-07
- GLOBAL ADVISORY PARTNERS, LLC
Firm CRD 317228 · TX · Reported as state-registered
Registration date: 2021-11-18
- CALDWELL INVESTMENT SERVICES LLC
Firm CRD 317283 · TX · Reported as state-registered
Registration date: 2021-10-27
- J WARD FINANCIAL
Firm CRD 317284 · CA · Reported as state-registered
Registration date: 2022-01-06
- OPTOMETRY WEALTH ADVISORS LLC
Firm CRD 317286 · CA · Reported as state-registered
Registration date: 2021-11-30
- COFFEEHOUSE CAPITAL
Firm CRD 317317 · CA · Reported as state-registered
Registration date: 2021-11-30
- HAMPTON PARK FINANCIAL PLANNERS
Firm CRD 317332 · CA · Reported as state-registered
Registration date: 2024-03-29
- LAW OFFICE OF JAMIE TOWNSEND
Firm CRD 317343 · CA · Reported as state-registered
Registration date: 2022-10-13
- HESPERIAN WEALTH
Firm CRD 317351 · CA · Reported as state-registered
Registration date: 2022-01-01
- FOX & HOLLAND INVESTING LLC
Firm CRD 317363 · CA · Reported as state-registered
Registration date: 2022-03-30
- BETTER POCKETS FINANCIAL
Firm CRD 317366 · TX · Reported as state-registered
Registration date: 2023-02-08
- ZQUANT ADVISORY, LLC
Firm CRD 317368 · AZ · Reported as state-registered
Registration date: 2022-03-02
- ISF ADVISORY, LLC
Firm CRD 317376 · TX · Reported as state-registered
Registration date: 2022-02-01
- THE DEDICATED DOLLAR
Firm CRD 317383 · TX · Reported as state-registered
Registration date: 2022-01-03
- MODERN FINANCIAL
Firm CRD 317409 · TX · Reported as state-registered
Registration date: 2024-10-04
- AUXIUS CAPITAL MANAGEMENT, LLC
Firm CRD 317411 · TX · Reported as state-registered
Registration date: 2022-04-26