State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
674 published state registrations on 674 distinct firm CRDs.
- SABINO INVESTMENT MANAGEMENT, L.L.C.
Firm CRD 114024 · AZ · Reported as state-registered
Registration date: 2014-11-21
- CPA ADVISORY SERVICES, P.C.
Firm CRD 114170 · AZ · Reported as state-registered
Registration date: 2000-03-27
- CASH FLOW INVESTMENT SERVICES LLC
Firm CRD 114360 · AZ · Reported as state-registered
Registration date: 2022-05-03
- COMPREHENSIVE PHYSICIANS RETIREMENT INVESTING
Firm CRD 114380 · AZ · Reported as state-registered
Registration date: 1994-12-28
- PRESCOTT INVESTOR SERVICES, INC.
Firm CRD 114468 · AZ · Reported as state-registered
Registration date: 1994-08-26
- SUNDANCE WEALTH MANAGEMENT
Firm CRD 114938 · AZ · Reported as state-registered
Registration date: 1994-08-29
- ANDREW J. SPILLIOS, CFP
Firm CRD 115003 · AZ · Reported as state-registered
Registration date: 1994-08-15
- CHILDRESS INVESTMENT MANAGEMENT
Firm CRD 115058 · AZ · Reported as state-registered
Registration date: 2021-01-27
- WESTERN GROWERS FINANCIAL SERVICES
Firm CRD 115115 · AZ · Reported as state-registered
Registration date: 2012-05-31
- MICHAEL FULCHER, CPA
Firm CRD 115218 · AZ · Reported as state-registered
Registration date: 1994-08-31
- FIVE PEAKS FINANCIAL CONSULTING, INC.
Firm CRD 115341 · AZ · Reported as state-registered
Registration date: 1999-03-09
- BARON CAPITAL MANAGEMENT, LLC
Firm CRD 115488 · AZ · Reported as state-registered
Registration date: 2001-10-22
- RICH CAPITAL MANAGEMENT
Firm CRD 115498 · AZ · Reported as state-registered
Registration date: 2003-05-01
- LEGACY FINANCIAL GROUP
Firm CRD 115901 · AZ · Reported as state-registered
Registration date: 2021-09-09
- YAVAPAI FINANCIAL PLANNING, L.L.C.
Firm CRD 115912 · AZ · Reported as state-registered
Registration date: 2000-10-25
- LIVING ROOM WEALTH MANAGEMENT
Firm CRD 116014 · AZ · Reported as state-registered
Registration date: 2020-05-05
- HERMENS CAPITAL MANAGEMENT, INC
Firm CRD 116077 · AZ · Reported as state-registered
Registration date: 1996-07-24
- HUTCHISON INVESTMENT ADVISORS
Firm CRD 116090 · AZ · Reported as state-registered
Registration date: 2001-04-25
- PREFERRED RETIREMENT OPTIONS, INC
Firm CRD 116172 · AZ · Reported as state-registered
Registration date: 2023-05-10
- MCBRIDE FINANCIAL SERVICES, INC.
Firm CRD 116207 · AZ · Reported as state-registered
Registration date: 1994-07-29
- BERNTSON PORTER WEALTH MANAGEMENT, LLC
Firm CRD 116276 · AZ · Reported as state-registered
Registration date: 2018-09-13
- JAGUAR INVESTMENT SERVICES, LTD
Firm CRD 116368 · AZ · Reported as state-registered
Registration date: 2012-06-20
- WISE WORLD INVESTMENT PLANNING
Firm CRD 116470 · AZ · Reported as state-registered
Registration date: 2005-06-23
- TED C. EARLE
Firm CRD 116672 · AZ · Reported as state-registered
Registration date: 1994-08-31
- BROCK ASSET MANAGEMENT
Firm CRD 116791 · AZ · Reported as state-registered
Registration date: 2012-01-06