State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- WHELAN CAPITAL MANGEMENT
Firm CRD 107216 · CA · Reported as state-registered
Registration date: 2015-02-09
- FIRST FINANCIAL CONSULTING
Firm CRD 107456 · CA · Reported as state-registered
Registration date: 2003-07-02
- RITTER WEALTH COUNSEL
Firm CRD 107474 · CA · Reported as state-registered
Registration date: 2012-06-18
- TRIVEST CAPITAL MANAGEMENT INC
Firm CRD 107586 · CA · Reported as state-registered
Registration date: 2003-07-29
- ALTOS FINANCIAL MANAGEMENT, LLC
Firm CRD 107602 · CA · Reported as state-registered
Registration date: 2012-08-22
- SMART INVESTMENTS ADVISORY INCORPORATED
Firm CRD 107778 · CA · Reported as state-registered
Registration date: 2007-12-04
- ANDREWS CAPITAL MANAGEMENT INC
Firm CRD 108013 · CA · Reported as state-registered
Registration date: 2012-05-18
- STAFFORD CAPITAL MANAGEMENT LLC
Firm CRD 108134 · CA · Reported as state-registered
Registration date: 2012-07-13
- VOMUND INVESTMENT MANAGEMENT, LLC
Firm CRD 108137 · CA · Reported as state-registered
Registration date: 2001-04-27
- THE COLERIDGE GROUP LLC
Firm CRD 108335 · CA · Reported as state-registered
Registration date: 2021-02-24
- CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.
Firm CRD 108368 · CA · Reported as state-registered
Registration date: 2006-03-28
- DUNVEGAN ASSOCIATES INC
Firm CRD 108603 · CA · Reported as state-registered
Registration date: 2017-09-13
- CHIEF CAPITAL MANAGEMENT, INC
Firm CRD 108753 · CA · Reported as state-registered
Registration date: 1998-01-02
- GLOBAL TRENDS INVESTMENTS
Firm CRD 108854 · CA · Reported as state-registered
Registration date: 2012-08-02
- THE COOK COMPANY, LLC
Firm CRD 108889 · CA · Reported as state-registered
Registration date: 2025-02-24
- RICHARD NEY & ASSOCIATES ASSET MANAGEMENT, INC.
Firm CRD 109075 · CA · Reported as state-registered
Registration date: 2012-05-21
- ATTIVO LEGACY ADVISORS, LLC
Firm CRD 109195 · CA · Reported as state-registered
Registration date: 2003-04-10
- LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT
Firm CRD 109340 · CA · Reported as state-registered
Registration date: 2012-02-23
- GREEN INVESTMENT MANAGEMENT, INC.
Firm CRD 109695 · CA · Reported as state-registered
Registration date: 2017-04-18
- NORTHWEST INVESTMENT ADVISORS, INC
Firm CRD 109737 · CA · Reported as state-registered
Registration date: 2016-05-20
- CENTURION COUNSEL INC
Firm CRD 110083 · CA · Reported as state-registered
Registration date: 2020-03-12
- ADVISORY FINANCIAL SERVICES LLC
Firm CRD 110155 · CA · Reported as state-registered
Registration date: 2001-10-30
- MOK CAPITAL MANAGEMENT
Firm CRD 110182 · CA · Reported as state-registered
Registration date: 2012-06-14
- SUMMIT INVESTMENT MANAGEMENT, LTD.
Firm CRD 110188 · CA · Reported as state-registered
Registration date: 2020-04-15
- CORE ASSET MANAGEMENT COMPANY
Firm CRD 110463 · CA · Reported as state-registered
Registration date: 2012-06-27