State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- FORWARD FINANCIAL ADVISORS LLC
Firm CRD 135429 · CA · Reported as state-registered
Registration date: 2005-09-30
- WB FINANCIAL SERVICES, LLC
Firm CRD 135438 · CA · Reported as state-registered
Registration date: 2002-02-26
- ARBOR CAPITAL MANAGEMENT, LLC
Firm CRD 135450 · CA · Reported as state-registered
Registration date: 2000-07-24
- KRS TAX & INVESTMENTS INC.
Firm CRD 135453 · CA · Reported as state-registered
Registration date: 2001-01-01
- COVEY & COVEY
Firm CRD 135454 · CA · Reported as state-registered
Registration date: 2017-01-27
- AKRAM M. OMARI, CPA
Firm CRD 135499 · CA · Reported as state-registered
Registration date: 1993-11-18
- SCOTT & ASSOCIATES INVESTMENT ADVISORY SERVICES
Firm CRD 135506 · CA · Reported as state-registered
Registration date: 2005-11-22
- LAWRENCE LANDIS
Firm CRD 135559 · CA · Reported as state-registered
Registration date: 1976-06-04
- STOKE CAPITAL
Firm CRD 135560 · CA · Reported as state-registered
Registration date: 1996-01-26
- FINANCIAL SERVICES GROUP
Firm CRD 135569 · CA · Reported as state-registered
Registration date: 2000-03-27
- CLOUD, MINTURN & ASSOCIATES, LLC
Firm CRD 135573 · CA · Reported as state-registered
Registration date: 2018-01-25
- MODICA FINANCIAL SERVICES
Firm CRD 135583 · CA · Reported as state-registered
Registration date: 2022-03-09
- FINANCIAL BRIDGES
Firm CRD 135591 · CA · Reported as state-registered
Registration date: 2002-03-28
- CAPITAL MANAGEMENT SERVICES
Firm CRD 135617 · CA · Reported as state-registered
Registration date: 1990-11-20
- JANE C. KELLEY
Firm CRD 135618 · CA · Reported as state-registered
Registration date: 1992-05-29
- BALOPOLE INVESTMENT MANAGEMENT CORPORATION
Firm CRD 135621 · CA · Reported as state-registered
Registration date: 2000-08-21
- BEACON FINANCIAL PARTNERS
Firm CRD 135626 · CA · Reported as state-registered
Registration date: 2003-05-02
- THE FINANCIAL ADVISORS
Firm CRD 135634 · CA · Reported as state-registered
Registration date: 1999-05-12
- CLIENT FIRST FINANCE LLC
Firm CRD 135642 · CA · Reported as state-registered
Registration date: 2005-08-24
- BCN FINANCIAL, INC.
Firm CRD 135655 · CA · Reported as state-registered
Registration date: 2005-09-20
- HOLT INVESTMENT ADVISORS
Firm CRD 135659 · CA · Reported as state-registered
Registration date: 1994-08-01
- ROYAL & ASSOCIATES, INC.
Firm CRD 135663 · CA · Reported as state-registered
Registration date: 1989-02-02
- CLINE FINANCIAL CONCEPTS, LLC
Firm CRD 135679 · CA · Reported as state-registered
Registration date: 2016-05-18
- CARL W. LARGE, AN ACCOUNTANCY CORPORATION
Firm CRD 135681 · CA · Reported as state-registered
Registration date: 1999-12-14
- JBB FINANCIAL, LLC
Firm CRD 135685 · CA · Reported as state-registered
Registration date: 2002-07-29