State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- CONNOLLY WEALTH MANAGEMENT
Firm CRD 155240 · TX · Reported as state-registered
Registration date: 2011-02-14
- POGSON & MATT WEALTH MANAGEMENT GROUP
Firm CRD 155377 · TX · Reported as state-registered
Registration date: 2013-02-11
- ALEPH INVESTMENTS, LLC
Firm CRD 155404 · TX · Reported as state-registered
Registration date: 2011-03-03
- LOGICAL INVESTMENTS, LLC
Firm CRD 155428 · TX · Reported as state-registered
Registration date: 2013-09-20
- INVESTMENT STRATEGIES, L.L.C.
Firm CRD 155481 · TX · Reported as state-registered
Registration date: 2011-05-23
- ACI WEALTH ADVISORS
Firm CRD 155494 · TX · Reported as state-registered
Registration date: 2018-10-25
- ADB CAPITAL MANAGEMENT, LLC
Firm CRD 155619 · TX · Reported as state-registered
Registration date: 2015-06-05
- ROSMAN ASSET MANAGEMENT, LLC
Firm CRD 155922 · TX · Reported as state-registered
Registration date: 2011-02-25
- GOTO FINANCIAL
Firm CRD 155948 · TX · Reported as state-registered
Registration date: 2026-07-22
- SIMBA INVESTMENT ADVISORS
Firm CRD 155973 · TX · Reported as state-registered
Registration date: 2013-04-29
- EAST CANYON CAPITAL, LLC
Firm CRD 155995 · TX · Reported as state-registered
Registration date: 2011-02-16
- MOTIWALA CAPITAL
Firm CRD 156133 · TX · Reported as state-registered
Registration date: 2011-05-09
- MILTONIAN CAPITAL MANAGEMENT, LLC
Firm CRD 156144 · TX · Reported as state-registered
Registration date: 2019-02-08
- KLOCKE CAPITAL GROUP, LLC
Firm CRD 156160 · TX · Reported as state-registered
Registration date: 2017-04-07
- UJJVAL INVESTMENTS, LLC
Firm CRD 156162 · TX · Reported as state-registered
Registration date: 2011-01-24
- BLACKWALL PARTNERS LLC
Firm CRD 156193 · TX · Reported as state-registered
Registration date: 2011-03-30
- SABANA CAPITAL MANAGEMENT, LLC
Firm CRD 156273 · TX · Reported as state-registered
Registration date: 2011-06-14
- SOARD FINANCIAL MANAGEMENT, LLC
Firm CRD 156392 · TX · Reported as state-registered
Registration date: 2023-03-14
- OPCREST INVESTMENT MANAGEMENT, LLC
Firm CRD 156416 · TX · Reported as state-registered
Registration date: 2011-06-16
- NOVODYN ADVISORS LLC
Firm CRD 156451 · TX · Reported as state-registered
Registration date: 2026-03-04
- STADTLER CAPITAL MANAGEMENT, LLC
Firm CRD 156465 · TX · Reported as state-registered
Registration date: 2011-07-12
- DARK HORSE LLC
Firm CRD 156501 · TX · Reported as state-registered
Registration date: 2011-05-16
- LIFEPLAN FINANCIAL SERVICES, LP
Firm CRD 156548 · TX · Reported as state-registered
Registration date: 2011-06-01
- CARRINGTON FINANCIAL PLANNING, LLC
Firm CRD 156554 · TX · Reported as state-registered
Registration date: 2023-09-21
- DWP INVESTMENT MANAGEMENT, LLC
Firm CRD 156684 · TX · Reported as state-registered
Registration date: 2011-03-21