State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- GAINES, JOHN ANDREW
Firm CRD 135700 · CA · Reported as state-registered
Registration date: 2001-04-25
- J. DYHR CAPITAL
Firm CRD 135728 · CA · Reported as state-registered
Registration date: 2001-11-27
- NANCY K WEEKS ASSOCIATES, LLC
Firm CRD 135737 · CA · Reported as state-registered
Registration date: 2003-08-04
- MARK C. HUFFMAN, CPA/RIA
Firm CRD 135753 · CA · Reported as state-registered
Registration date: 1999-07-23
- INVESTMENT GROWTH MANAGEMENT, INC
Firm CRD 135755 · CA · Reported as state-registered
Registration date: 1990-05-18
- FATA FINANCIAL
Firm CRD 135765 · CA · Reported as state-registered
Registration date: 2002-05-10
- MY ADVISORS, LLC
Firm CRD 135863 · CA · Reported as state-registered
Registration date: 2003-01-01
- WINSLOW FINANCIAL LLC
Firm CRD 135866 · CA · Reported as state-registered
Registration date: 2021-10-29
- DANIEL M. STERN, LLC
Firm CRD 135877 · CA · Reported as state-registered
Registration date: 2003-05-01
- ALADINO FINANCIAL SERVICES, INC.
Firm CRD 135881 · CA · Reported as state-registered
Registration date: 1990-01-11
- CADENA FINANCIAL PLANNING & TAX SERVICES
Firm CRD 135892 · CA · Reported as state-registered
Registration date: 2005-10-24
- ARSENIO CAPITAL MANAGEMENT LLC
Firm CRD 135923 · CA · Reported as state-registered
Registration date: 2019-01-23
- COMPASS ROSE ADVISORS, INC.
Firm CRD 135954 · CA · Reported as state-registered
Registration date: 1994-01-01
- KESSLER FINANCIAL SERVICES
Firm CRD 135967 · CA · Reported as state-registered
Registration date: 1990-09-28
- FILICE RETIREMENT SERVICES
Firm CRD 135984 · CA · Reported as state-registered
Registration date: 2001-04-10
- L.G. SMITH FINANCIAL SERVICES
Firm CRD 135994 · CA · Reported as state-registered
Registration date: 2001-03-19
- PUTMAN CAPITAL MANAGEMENT, INC.
Firm CRD 135995 · CA · Reported as state-registered
Registration date: 2005-09-26
- FINANCIAL ANALYTICAL SERVICES, INC.
Firm CRD 136001 · CA · Reported as state-registered
Registration date: 1980-01-01
- COVEXIC LLC
Firm CRD 136007 · CA · Reported as state-registered
Registration date: 2005-09-12
- WEALTH MANAGEMENT ADVISORS, LLC
Firm CRD 136051 · CA · Reported as state-registered
Registration date: 2012-08-22
- QUALITY WEALTH MANAGEMENT
Firm CRD 136071 · CA · Reported as state-registered
Registration date: 2003-08-12
- SPRING CAPITAL MANAGEMENT
Firm CRD 136073 · CA · Reported as state-registered
Registration date: 1999-08-02
- PLAN B INVESTMENTS, INC.
Firm CRD 136162 · CA · Reported as state-registered
Registration date: 2006-03-14
- FINANCIAL SECURITY PLANNING SERVICES, INC.
Firm CRD 136169 · CA · Reported as state-registered
Registration date: 2000-05-30
- INTERFUNDS
Firm CRD 136177 · CA · Reported as state-registered
Registration date: 1994-07-22