State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ALTA VIA FINANCIAL PLANNING
Firm CRD 325321 · WA · Reported as state-registered
Registration date: 2023-07-25
- NEK FINANCIAL INC
Firm CRD 325331 · TX · Reported as state-registered
Registration date: 2023-08-09
- DHL WEALTH MANAGEMENT LLC
Firm CRD 325335 · CA · Reported as state-registered
Registration date: 2023-04-19
- DHL WEALTH MANAGEMENT LLC
Firm CRD 325335 · TX · Reported as state-registered
Registration date: 2023-04-19
- LG FINANCIAL SERVICES, LLC
Firm CRD 325340 · WA · Reported as state-registered
Registration date: 2025-02-19
- BELLE RIVER CAPITAL MANAGEMENT LLC
Firm CRD 325386 · CA · Reported as state-registered
Registration date: 2023-04-26
- MY MONEY MGR
Firm CRD 325395 · CA · Reported as state-registered
Registration date: 2023-05-11
- AXION WEALTH ADVISORS
Firm CRD 325396 · CA · Reported as state-registered
Registration date: 2023-10-18
- FULLGUARDS FINANCIAL
Firm CRD 325399 · CA · Reported as state-registered
Registration date: 2023-05-05
- NOORVEST LLC
Firm CRD 325403 · CA · Reported as state-registered
Registration date: 2025-11-05
- PERCHERON CONSULTING, LLC
Firm CRD 325419 · AZ · Reported as state-registered
Registration date: 2023-03-22
- IMAGINE MATH
Firm CRD 325433 · CA · Reported as state-registered
Registration date: 2023-06-22
- OBRAN CAPITAL ADVISORS LLC
Firm CRD 325454 · CA · Reported as state-registered
Registration date: 2024-02-20
- OBRAN CAPITAL ADVISORS LLC
Firm CRD 325454 · TX · Reported as state-registered
Registration date: 2025-09-17
- OVERFLOW FINANCIAL
Firm CRD 325459 · TX · Reported as state-registered
Registration date: 2023-05-16
- ASYMMETRIC ADVISORS
Firm CRD 325460 · CA · Reported as state-registered
Registration date: 2023-08-22
- TACTICAL EQUITY PARTNERS, LLC
Firm CRD 325496 · CA · Reported as state-registered
Registration date: 2023-05-30
- VALKYRIE PRIVATE WEALTH MANAGEMENT
Firm CRD 325524 · CA · Reported as state-registered
Registration date: 2023-05-09
- CMH WEALTH MANAGEMENT
Firm CRD 325543 · TX · Reported as state-registered
Registration date: 2023-04-26
- AUDIBLE WEALTH MANAGEMENT
Firm CRD 325559 · CA · Reported as state-registered
Registration date: 2023-11-30
- GET RICH SLOWLY LLC
Firm CRD 325584 · WA · Reported as state-registered
Registration date: 2024-01-22
- THEA NESIS, LLC
Firm CRD 325592 · CA · Reported as state-registered
Registration date: 2023-06-13
- PROSPERENT CAPITAL, LLC
Firm CRD 325603 · CA · Reported as state-registered
Registration date: 2023-07-28
- GT INVESTMENT MANAGEMENT, LLC
Firm CRD 325619 · AZ · Reported as state-registered
Registration date: 2024-08-16
- GT INVESTMENT MANAGEMENT, LLC
Firm CRD 325619 · CA · Reported as state-registered
Registration date: 2023-06-30