State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- JAMES A. JIMENEZ
Firm CRD 136200 · CA · Reported as state-registered
Registration date: 1997-09-22
- MCDONELL, MARK ROBERT
Firm CRD 136210 · CA · Reported as state-registered
Registration date: 2000-05-05
- ALVARADO MANAGEMENT COMPANY
Firm CRD 136227 · CA · Reported as state-registered
Registration date: 1999-06-04
- GILMORE FINANCIAL SERVICES, LLC
Firm CRD 136249 · CA · Reported as state-registered
Registration date: 2005-10-24
- BENNING FINANCIAL GROUP, LLC
Firm CRD 136256 · CA · Reported as state-registered
Registration date: 2012-04-13
- BARTLETT, LAWRENCE E
Firm CRD 136282 · CA · Reported as state-registered
Registration date: 1987-09-24
- MKG CAPITAL MANAGEMENT, LLC
Firm CRD 136286 · CA · Reported as state-registered
Registration date: 2000-01-12
- BELVILLE FINANCIAL ADVISORS
Firm CRD 136290 · CA · Reported as state-registered
Registration date: 1995-01-01
- JSW GLOBAL CAPITAL GROUP
Firm CRD 136295 · CA · Reported as state-registered
Registration date: 1990-03-30
- D & T FINANCIAL ADVISORS, INC.
Firm CRD 136297 · CA · Reported as state-registered
Registration date: 1995-09-27
- KS GLOBAL ADVISORS, INC.
Firm CRD 136308 · CA · Reported as state-registered
Registration date: 1996-10-01
- NO-LOAD ASSET MANAGEMENT
Firm CRD 136309 · CA · Reported as state-registered
Registration date: 1997-07-18
- ANTONIO ANDRADE, CFP
Firm CRD 136312 · CA · Reported as state-registered
Registration date: 1990-08-21
- PHARAOH FINANCIAL GROUP, INC.
Firm CRD 136319 · CA · Reported as state-registered
Registration date: 2001-03-19
- PINNACLE RETIREMENT & FINANCIAL PLANNING
Firm CRD 136331 · CA · Reported as state-registered
Registration date: 1998-01-01
- JMB FINANCIAL MANAGERS, INC.
Firm CRD 136344 · CA · Reported as state-registered
Registration date: 1993-03-01
- EARNINGS INVESTMENT CO.
Firm CRD 136387 · CA · Reported as state-registered
Registration date: 1998-08-04
- ATIP, INC
Firm CRD 136440 · CA · Reported as state-registered
Registration date: 2006-01-01
- ADVANTAGE FINANCIAL CONSULTANTS
Firm CRD 136441 · CA · Reported as state-registered
Registration date: 1991-08-12
- JAFFE FINANCIAL SERVICES, LLC
Firm CRD 136447 · CA · Reported as state-registered
Registration date: 2005-11-02
- WEALTH & TAX PLANNERS LLC
Firm CRD 136450 · CA · Reported as state-registered
Registration date: 2003-05-06
- LEE R. ROBINSON & ASSOCIATES
Firm CRD 136458 · CA · Reported as state-registered
Registration date: 1987-11-04
- LEWIS M. WALLENSKY ASSOCIATES
Firm CRD 136489 · CA · Reported as state-registered
Registration date: 1984-05-24
- ADES INVESTMENT COUNSEL, INC.
Firm CRD 136517 · CA · Reported as state-registered
Registration date: 2005-12-09
- BLUE LAWN ASSET MANAGEMENT LLC
Firm CRD 136527 · CA · Reported as state-registered
Registration date: 2021-01-14