State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- APEX WEALTH MANAGEMENT, LLC
Firm CRD 159585 · TX · Reported as state-registered
Registration date: 2012-02-28
- OAKWOOD ADVISORY GROUP, LLC
Firm CRD 159691 · TX · Reported as state-registered
Registration date: 2012-03-01
- LIFETYME FINANCIAL ADVISORS, LLC
Firm CRD 159809 · TX · Reported as state-registered
Registration date: 2018-10-18
- III FINANCIAL, LLC
Firm CRD 159844 · TX · Reported as state-registered
Registration date: 2012-01-24
- BLACK DOG FINANCIAL LTD.
Firm CRD 159908 · TX · Reported as state-registered
Registration date: 2012-03-07
- MCCLURE CAPITAL ADVISORS, INC.
Firm CRD 159981 · TX · Reported as state-registered
Registration date: 2012-04-24
- PALERMO WEALTH MANAGEMENT, LLC
Firm CRD 160031 · TX · Reported as state-registered
Registration date: 2012-01-06
- MARC C HELFRICH REGISTERED INVESTMENT ADVISOR
Firm CRD 160051 · TX · Reported as state-registered
Registration date: 2012-03-26
- ASSET GROWTH ASSOCIATES WEALTH ADVISORS
Firm CRD 160090 · TX · Reported as state-registered
Registration date: 2024-02-14
- POST OAK FINANCIAL, LLC
Firm CRD 160257 · TX · Reported as state-registered
Registration date: 2012-03-26
- LIBERTY PARK CAPITAL MANAGEMENT, LLC
Firm CRD 160315 · TX · Reported as state-registered
Registration date: 2012-02-27
- BURGEON CAPITAL
Firm CRD 160484 · TX · Reported as state-registered
Registration date: 2012-03-08
- VISION RESEARCH, LLC
Firm CRD 160626 · TX · Reported as state-registered
Registration date: 2012-03-26
- ASPEN CREEK WEALTH MANAGEMENT, LLC
Firm CRD 160649 · TX · Reported as state-registered
Registration date: 2012-05-15
- THALES INVESTMENT SERVICES, INC.
Firm CRD 160774 · TX · Reported as state-registered
Registration date: 2012-07-03
- KRAMER INVESTMENT ADVISORS, INC.
Firm CRD 160840 · TX · Reported as state-registered
Registration date: 2012-04-03
- MDX WEALTH MANAGEMENT
Firm CRD 161309 · TX · Reported as state-registered
Registration date: 2012-10-26
- FREEDOM CAPITAL ADVISORS INC
Firm CRD 161355 · TX · Reported as state-registered
Registration date: 2017-07-25
- CORNET CAPITAL LLC
Firm CRD 161425 · TX · Reported as state-registered
Registration date: 2012-04-12
- CHT GROUP, INC.
Firm CRD 161842 · TX · Reported as state-registered
Registration date: 2026-01-23
- ZIARNICK FINANCIAL LLC
Firm CRD 161872 · TX · Reported as state-registered
Registration date: 2012-04-09
- LEMUEL JAMES FINANCIAL
Firm CRD 162212 · TX · Reported as state-registered
Registration date: 2020-03-10
- YIELD FINANCIAL ADVISORS
Firm CRD 162235 · TX · Reported as state-registered
Registration date: 2012-04-02
- COX & COMPANY INVESTMENT ADVISORS, INC.
Firm CRD 162306 · TX · Reported as state-registered
Registration date: 2012-08-30
- QKM, L.L.C.
Firm CRD 162610 · TX · Reported as state-registered
Registration date: 2016-05-20